ZIYAMBI
JA:
At
the end of the hearing we dismissed the appeal with costs. The
following are our reasons for so doing.
The
subject of the dispute between the parties is an immovable property
known as plot number 13 Glynham, Masvingo (“the property”). It
formed part of the estate of the late Alvin Roy Adams (“the
deceased”) who died on 9 July, 2004. The first respondent is his
widow.
About
one year after the demise of the deceased, in July 2005, the first
respondent, desiring to sell the property, approached the legal firm
Mwonzora
& Partners
requesting their assistance in finding a buyer. They found the
appellant and, on 7 July 2005, the first respondent sold the property
to the appellant for Z$350,000,000.00. It is common cause that
payment was made by the appellant to Mwonzora
& Partners.
Thereafter the appellant moved onto the property having evicted the
first respondent and her children therefrom.
Mwonzora
& Partners
did not transmit the proceeds of the sale to the first respondent who
continued to press for payment without success. In the end, that firm
advised her to find another firm of legal practitioners to represent
her as they were now representing the appellant.
The
first respondent engaged the services of Messrs
Robinson
& Makonyere
who attended to the appointment of an executor to the estate. Upon
his appointment Mr Shepherd
Makonyere,
the second respondent, wrote to the appellant appraising him of the
position and advising him that he was liable to be evicted since the
property had been purchased by him before the appointment of an
executor to the estate.
In
response, the appellant filed an ex
parte
application in the Magistrates' Court seeking an interdict to
prevent his eviction by the executor. An interim order was granted.
In
his founding affidavit filed in support of his application before the
Magistrates Court the appellant stated his case as follows:
“13.
I aver that the threats to evict me from the premises are disturbing
my peaceful occupation of the premises in that:
(i)
I bought the house lawfully from the First Respondent and paid the
purchase price in full.
(ii)
I occupied the premises with the clear and express consent of both
the First Respondent and all beneficiaries of the said Estate.
(iii)
I have made considerable improvements on the premises.
(iv)
First Respondent had ostensible authority to dispose of the property
by virtue of being the surviving spouse of the LATE
ALVIN ROY ADAMS”.
However,
at the hearing before the magistrate the appellant argued that the
sale of the property had been conducted in terms of s41 of the
Administration of Estates Act, (Cap
6:01).
In so doing, he sought to rely on an allegation made in the opposing
affidavit sworn by Chantelle Adams, the first respondent's daughter
that:
“2.
When my father died in July 2004, the family was left in a crippled
financial position.
3.
My mother then decided to sell the immovable property in dispute, and
approached Messrs Mwonzora and Associates to make the necessary
arrangements.
10.
From the beginning, I did not approve the sale of the property but
since my mother was desperately in need of the money, I could not
resist.”
The
magistrate dismissed this argument on the basis that an applicant's
case must stand or fall on its founding affidavit. He discharged the
rule nisi.
The appellant appealed to the High Court which dismissed the appeal.
Still
dissatisfied, he has appealed to this Court.
It
was contended by Mr Uriri,
on behalf of the appellant, that the sale of the property was
effected in terms of s41 of the Administration of Estates Act [Cap
6:01]
(“the Act”) as it was absolutely necessary for the subsistence of
the deceased's family.
He
submitted that although an allegation to that effect was not made in
the founding affidavit, the issue was sufficiently canvassed before
the magistrate and both the magistrate and the court a
quo
had erred in taking the stance that the application stood or fell on
the allegations made in the founding affidavit.
In
any event, he argued, the sale of an estate asset in contravention of
s41 of the Act was not a nullity since the only sanction imposed by
the Act was personal liability, on the person disposing of the estate
asset, for the debts and liabilities of the estate.
It
is trite that an application stands or falls on the averments made in
the founding affidavit. See Herbstein
& van Winsen
the Civil Practice of the Superior Courts in South Africa 3rd
ed p80 where the authors state:
“The
general rule, however, which has been laid down repeatedly is that an
applicant must stand or fall by his founding affidavit and the facts
alleged therein, and that although sometimes it is permissible to
supplement the allegations contained in that affidavit, still the
main foundation of the application is the allegation of facts stated
therein, because these are the facts which the respondent is called
upon either to affirm or deny. If the applicant merely sets out a
skeleton case in his supporting affidavits any fortifying paragraphs
in his replying affidavits will be struck out.”
This
was the principle applied by the court a
quo.
It said:
“In
his founding affidavit, the appellant submitted that the sale should
be upheld because the widow or first respondent 'had ostensible
authority to dispose of the property by virtue of being the surviving
spouse of the late Alvin Roy Adams'.
Now,
in law, the applicant's case falls or stands upon what is said in
the founding affidavit. It cannot be propped up by what may chance in
respondent's opposition.
However,
the issue of ostensible authority seems to have been abandoned during
the proceedings in the court a
quo.
It certainly is not part of the grounds of appeal. On this basis
alone, the conclusion would have been inescapable that the sale of
the property fell foul of the peremptory provisions of section 21 of
the Administration of Deceased Estates Act (Chapter 6:01)”.
In
my view by the stance adopted by both courts below is unassailable.
In
any event, as was submitted on behalf of the respondents, the
appellant failed to establish that the disposal of the property was
absolutely necessary for the subsistence of the family as Mwonzora
& Associates
had declined to release the proceeds thereof and have, to date, not
done so.
It
is incredible that the very firm of legal practitioners which
arranged the sale and retained the proceeds could be pressing for
transfer of the property from the first respondent who was a client
at the time of the sale in full knowledge that the purchase price has
not been paid to her.
It
is aggravating that this stance is being taken by that firm as
representatives of the purchaser of the property when it was the
first respondent, the seller, who first approached them and for whom
they were acting at the time of the sale.
The
High Court referred the question of the conduct of this firm of legal
practitioners to the Law Society for investigation and rightly so, in
my view. A high standard of integrity is expected from legal
practitioners.
As
to the status of the sale, the Act governs the administration and
distribution of all deceased estates. SS 23, 21, 41 and 42 are
particularly relevant. They provide as follows:
“23
Letters of administration
The
estates of all persons dying either testate or intestate shall be
administered and distributed according to law under letters of
administration to be granted in the form B in the Second Schedule by
the Master to the testamentary executors duly appointed by such
deceased persons, or to such persons as shall, in default of
testamentary executors, be appointed executors dative to such
deceased persons in manner hereinafter mentioned.
21
Custody of estate of person not married in community
On
the death of any person not being one of two spouses married in
community of property, the spouse of the deceased or, in default or
absence of the spouse, the child or children of the deceased or, in
default, absence or minority of the child or children, the next of
kin of the deceased or, in default, absence or minority of the next
of kin, the person who at or immediately after the death has the
chief charge of the house in or of the place on which the death
occurs shall secure and take charge of all goods and effects of
whatever description belonging to the deceased and being in the house
or upon the premises at the time of death, and shall retain the same
in his or her custody and possession until delivery thereof is
demanded by the executor of the deceased or by any other person
lawfully appointed by the High Court or any judge thereof or the
Master, to receive delivery of the same.
41
Liability in certain cases for debts and legacies
If
—
(a)
before letters of administration are granted by the Master to any
executor for the administration of any estate, any person takes upon
himself to administer, distribute or in any manner dispose of such
estate or any part thereof, except in so far as may be authorized by
a competent court or by the Master or may
be absolutely necessary for the safe custody or preservation thereof
or for providing a suitable funeral for the deceased or for the
subsistence of the family or household or livestock left by the
deceased; or
(b)…
every such person shall thereupon become personally liable to pay to
the creditors and legatees of the deceased all debts due by the
deceased at the time of his death or which have thereafter become due
by his estate, and all legacies left by the deceased in so far as the
proceeds and assets of such estate are insufficient for the full
payment of such debts and legacies:
42
Duty of person in possession of assets of estate of deceased person
Every
person not being the executor of the estate of a deceased person duly
appointed in Zimbabwe who has or comes into possession or custody of
any property or asset belonging to such estate shall forthwith either
deliver such property or asset to the duly appointed executor, if
any, then being in Zimbabwe or report the particulars thereof to the
Master; and if such first-mentioned person fails to do so, or parts
with any such property or asset to any person not authorized by the
Master by letters of administration or other direction to receive the
same, he shall, apart from any other liability he may incur thereby,
be liable for all dues payable to the public revenue in respect of
such property or asset”. (Emphasis added)
It
was submitted by Ms
Mahere
that the sale of the property was null and void by reason of its
having been effected in contravention of subs 41 and 42 of the Act.
In support of this submission we were referred to the following
remarks of Innes
CJ in Schierhout v Minister of Justice:
“It
is a fundamental principle of our law that a thing done contrary to
the direct prohibition of the law is void and of no effect. The rule
is thus stated…So that what is done contrary to the prohibition of
the law is not only of no effect, but must be regarded as never
having been done -and that whether the lawgiver has expressly so
decreed or not; the mere prohibition operates to nullify the act.”
In
Pottie
v Kotze
it was explained that the usual reason for upholding a prohibited act
to be invalid “is not the inference of an intention on the part of
the Legislature to impose a deterrent penalty for which it has not
expressly provided, but the fact that recognition of the act by the
Court will bring about, or give legal sanction to, the very situation
which the Legislature wishes to prevent.”
I
agree with the submission by Ms
Mahere
that the intention of the legislature in enacting s42, and indeed s41
of the Act was to protect the position of beneficiaries and, I would
add, creditors of a deceased person pending the administration of the
estate and that were the court to sanction the disposal of an estate
asset in circumstances such as the present, it would bring about the
very situation which the legislature sought to prevent thereby
causing prejudice to both the beneficiaries and creditors of the
estate.
The
clear intention as expressed in the Act, and in particular the
sections thereof quoted above, is to prohibit the distribution of a
deceased estate by persons other than executors.
Further,
the authority to dispose of certain assets of a deceased estate
before the appointment of an executor is strictly limited to the
circumstances set out in s41.
In
the present case it would have to be shown that the sale of the
property was absolutely
necessary
for the subsistence of the family. The use of the word absolutely
is significant and is indicative of a higher standard than mere
necessity.
Not
only was no allegation of absolute necessity made in the founding
affidavit but it is clear that such necessity was not present when
the property was sold.
This
is because the first respondent was represented at the time of the
sale by the very legal practitioners who drew up the founding papers
for the appellant. They would have known, had they diligently
performed their duties, whether or not the requirement of absolute
necessity was present.
Their
failure to place reliance on this aspect of absolute necessity in the
founding affidavit can only mean that no such necessity existed.
Their belated reliance on s41 was a desperate attempt to redeem the
application which otherwise was clearly without merit.
GARWE
JA: I agree
OMERJEE
AJA: I agree
Costa
& Madzonga,
the appellant's legal practitioner
Chadyiwa
& Associates, 1st-3rd
respondents' legal practitioners
1.
1926 AD99 at 109
2.
1954 (3) SA 719 (A) 726-7