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CC12-19 - DZINGAI NEVHUNJERE vs VICTORIA MASHAMBA N.O. and THE STATE

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Procedural Law-viz citation re party acting in an official capacity.
Procedural Law-viz appeal re leave to appeal.
Procedural Law-viz final orders re consent paper.
Procedural Law-viz final orders re order by consent.
Constitutional Law-viz appeal re leave to appeal iro Rule 32 of the Constitutional Court Rules.
Procedural Law-viz rules of court re Constitutional Court Rules iro Rule 32(2).
Procedural Law-viz Constitutional Court Rules re Rule 32(2) iro leave to appeal.
Constitutional Law-viz constitutional referral re section 175 of the Constitution.
Constitutional Law-viz constitutional application re section 85 of the Constitution.

Final Orders re: Approach iro Functions, Powers, Obligations, Judicial Misdirections and Effect of Court Orders

On 30 June 2017 I gave the following order:

WHEREUPON, after reading documents filed of record and hearing counsel, BY CONSENT, IT IS ORDERED THAT: The application be and is hereby dismissed with no order as to costs.“

Notwithstanding the fact that the matter was disposed of on the basis of an order by consent, a written judgment was necessary to clarify the law on the issue behind the application.

Constitutional Application re: Fundamental Rights iro Direct Access, Referral, Locus Standi, Jurisdiction & Disguised Appeals

On 30 June 2017 I gave the following order:

WHEREUPON, after reading documents filed of record and hearing counsel, BY CONSENT, IT IS ORDERED THAT: The application be and is hereby dismissed with no order as to costs.“

Notwithstanding the fact that the matter was disposed of on the basis of an order by consent, a written judgment was necessary to clarify the law on the issue behind the application.

The chamber application was made ostensibly in “terms of Rules 32(2) and 12 of the Constitutional Court Rules, 2016” (“the Rules”). The applicant sought an order for leave to appeal from the ruling of a magistrate denying him a referral to the Constitutional Court (“the Court”) of four questions for determination.

Rule 32(2) of the Rules provides that “a litigant who is aggrieved by the decision of a subordinate court on a constitutional matter can apply to the Constitutional Court for leave to appeal against such decision.”

The applicant stood before the magistrate accused of stock theft, it being alleged that he stole 145 cattle some time in 2002. He was first brought to trial in 2005, under CRB1662/05. The Regional Magistrate who presided over the case resigned before completing the trial. The High Court later quashed the proceedings and ordered a trial de novo before a different magistrate. The trial de novo commenced.

The applicant applied for a discharge at the end of the case for the State. The application was dismissed. The applicant was aggrieved by the dismissal of his application. He approached the High Court for a review of the proceedings. He made an urgent application in the Magistrate's Court for a stay of the proceedings pending the determination of the application for review. The State consented to the granting of the order staying the proceedings pending the determination of the application for review.

The High Court, once again, set aside the proceedings in the Magistrate's Court and ordered a trial de novo before a different magistrate, in the event that the State decided to pursue the matter further. At the commencement of the trial de novo, the applicant requested the presiding magistrate to refer to the Court the question whether or not his right to a fair trial within a reasonable time had been violated. The request for referral was granted on 28 November 2014. The Constitutional Court dismissed the matter for the reason that the referral had not been properly made.

When the applicant's trial resumed at the Magistrate's Court, he requested the presiding magistrate, in terms of section 175(4) of the Constitution, to refer to the Constitutional Court for determination four questions. These were:

1. Whether or not the accused person's right to a fair trial within a reasonable time has been infringed or violated?

2. Whether or not the accused person's right to protection of the law has been violated?

3. Was the accused person's right to a fair, lawful, prompt and impartial administrative action violated or infringed?

4. Whether or not the intended third criminal trial infringes/violates the accused person's constitutional right to remain silent and not to testify or be compelled to give evidence in a third criminal trial?”

The magistrate determined the questions she was requested to refer to the Constitutional Court. She made the factual finding that the rights of the applicant had not been violated, as alleged by him. The magistrate also said she considered the request for the referral of the questions to the Constitutional Court to be frivolous and vexatious. She dismissed the application for referral.

The applicant made a chamber application, seeking an order for leave to appeal against the decision of the court a quo that the request to have the four questions referred to the Constitutional Court was frivolous and vexatious.

The magistrate used the finding that the fundamental rights had not been infringed to support the finding that the request for referral was frivolous and vexatious. The question raised by the application was whether or not a subordinate court, after making a decision that a right was not violated, can go on to determine the question whether the request for the referral of the question it was requested to refer to the Constitutional Court, under section 175(4) of the Constitution, is frivolous or vexatious.

The grounds of the intended appeal also attack the correctness of the decision that the applicant's right to a fair trial within a reasonable time was not violated.

The applicant's intended grounds of appeal are:

1. The presiding magistrate in the court a quo (having been requested by the appellant to refer four (4) constitutional issues or questions to the Constitutional Court for determination, namely, whether or not the appellant's rights to a fair trial within a reasonable time, protection of the law, fair, lawful, prompt and impartial administrative justice both substantively and procedurally and to remain silent and not to testify or be compelled to give evidence in a Third Criminal Trial, were infringed or violated) erred and misdirected herself by ruling that the said rights were not violated or infringed;

2. Without placing due weight and consideration on the relevant facts, averments, and submissions contained in the appellant's papers and documents filed of record and placed before her, the magistrate in the court a quo erred and misdirected herself by descending into the arena and responded (to) the appellant's application for and on behalf of the State which legally conceded and accepted almost all the appellant's facts in support of his application.

3. The presiding magistrate in the court a quo erred and misdirected herself by ruling that the appellant's request for the referral of the matter to the Constitutional Court was frivolous, vexatious and baseless and that the appellant's constitutional rights (supra) were and are subject to limitation in terms of section 86(3) of the Constitution of Zimbabwe.”

The relief sought is worded as follows:

WHEREFORE, the appellant prays that the appeal should succeed and that the presiding magistrate's ruling or decision in the court a quo be set aside entirely and be replaced or substituted with the following order:

(i) That the appeal succeeds;

(ii) The ruling or decision of 20 April 2017 of the court a quo issued under case number CRB7520/16 be and is hereby set aside;

(iii) The appellant's request for the referral of the constitutional issues or questions for determination before this Court be and is hereby granted with no order as to the costs of suit."

The right of appeal is a right that is availed by the Constitution and regulated, in part, by the Rules. Before one can be granted leave to appeal, one has to show that the appeal one intends to bring relates to a decision by the court a quo on a constitutional matter or is against an issue connected with a decision on a constitutional matter.

In The Cold Chain (Private) Limited t/a Sea Harvest v Makoni 2017 (1) ZLR 14 (CC)…, the requirements to be satisfied in an application for an order for leave to appeal to the Constitutional Court were set out as follows:

The requirements for leave to appeal to the Court from a subordinate court are these:

(a) Firstly, there must be a constitutional matter for determination by the Constitutional Court on appeal. The reason is that in terms of section 167(1) of the Constitution the Constitutional Court is the highest court in all constitutional matters and decides only constitutional matters and issues connected with decisions on constitutional matters.

Rule 32(2) of the Constitutional Court Rules makes it clear that only a litigant who is aggrieved by the decision of a subordinate court, on a constitutional matter only, has a right to apply for leave to appeal to the Constitutional Court….,. Rule 32(3)(c) of the Constitutional Court Rules requires that the application for leave to appeal should contain or have attached to it 'a statement setting out clearly and concisely the constitutional matter raised in the decision'. In other words, there must have been a constitutional matter raised in the subordinate court by the determination of which the dispute between the parties was resolved by that court. If the subordinate court had no constitutional matter before it to hear and determine, no grounds of appeal can lie to the Constitutional Court as a litigant cannot allege that the subordinate court misdirected itself in respect of a matter it was never called upon to decide for the purposes of the resolution of the dispute between the parties.

See Nyamande and Anor v Zuva Petroleum 2015 (2) ZLR 351 (CC).

Under section 332 of the Constitution, a constitutional matter is one in which there is an issue involving the interpretation, protection or enforcement of the Constitution. Absence of an issue raised in the proceedings in the subordinate court requiring the interpretation, protection or enforcement of a provision of the Constitution in its hearing and determination would invariably be sufficient evidence of the fact that no constitutional matter arose in the subordinate court.

(b) Secondly, the applicant must show the existence of prospects of success for leave to be granted.

In Nehawu v University of Cape Town 2003 (2) BCLR 154 (CC), the Constitutional Court of South Africa held that the applicant must show that there are reasonable prospects that the Constitutional Court 'will reverse or materially alter the judgment if permission to bring the appeal is given'.”

Section 175(4) of the Constitution provides:

(4) If a constitutional matter arises in any proceedings before a court, the person presiding over that court may, and, if so requested by any party to the proceedings, must refer the matter to the Constitutional Court unless he or she considers the request is merely frivolous or vexatious.”

The purpose of the procedure for referral is to facilitate the determination of a constitutional question by the Constitutional Court which is necessary for resolution of the dispute before the court which is being asked to refer the question. In other words, the person presiding is being asked to decide whether the request for referral of the constitutional matter is frivolous or vexatious, as defined in Martin v Attorney General 1993 (1) ZLR 153 (S)…,.; Williams and Anor v Msipha and Others 2010 (2) ZLR 552 (S)…,.; and Tomana v JSC and Anor HH281-16.

The decision intended to be appealed against, should an order for leave to appeal to the Constitutional Court be granted, is that the request for the referral of the constitutional questions raised by the applicant in the proceedings in the court a quo to the Constitutional Court for determination was frivolous and vexatious.

The facts show that the constitutional questions, as to the contravention of the fundamental rights of the applicant, raised in the proceedings in the subordinate court were not referred to the Constitutional Court because the court a quo determined the constitutional questions on the merits.

In terms of section 85(1) of the Constitution, a Magistrate's Court has jurisdiction to determine the question of an alleged infringement of a fundamental right or freedom enshrined in Chapter 4.

Whilst the definition of a “constitutional matter”, under section 332 of the Constitution, includes matters beyond the jurisdiction of a Magistrate's Court, the mechanism for the protection and enforcement of fundamental human rights and freedoms enshrined in Chapter 4 of the Constitution includes the jurisdiction of the Magistrate's Court.

Section 85(1) of the Constitution gives the persons listed thereunder the right to approach a court, alleging that a fundamental right or freedom enshrined in Chapter 4 “has been, is being or is likely to be, infringed and the court may grant appropriate relief, including a declaration of rights and an award of compensation.”

On the basis of section 85(1) of the Constitution, the Constitutional Court enjoys concurrent jurisdiction with a Magistrate's Court in respect of a constitutional matter arising from alleged infringement of a fundamental right or freedom enshrined in Chapter 4.

Whether or not the court a quo erred in finding that the fundamental rights alleged by the applicant to have been infringed by the State were not in fact violated, the determination of the constitutional questions on the merits had the effect of disposing of the questions.

The procedure for referral of constitutional questions to the Constitutional Court for determination, in terms of section 175(4) of the Constitution, aborted. There were no longer constitutional questions, the frivolity or vexatiousness of the request for the referral of which would have to be decided by the court a quo in terms of the procedural requirements of section 175(4) of the Constitution.

It must follow that once the constitutional questions were determined by the court a quo on the merits there was no longer a request for a referral of the constitutional questions to the Constitutional Court for determination. The determination of the question whether a request for referral of a constitutional question to the Constitutional Court for determination is merely frivolous or vexatious is an essential step for a subordinate court to undertake in compliance with the requirements of the procedure prescribed under section 175(4) of the Constitution. The court a quo could not relate to the question of the frivolity or vexatiousness of a request for referral of constitutional questions that had been determined by it on the merits. There cannot be a decision on a matter that does not exist.

The applicant proceeded on the assumption that the court a quo's operative decision was that the request for referral of the constitutional questions to the Constitutional Court was frivolous and vexatious. A determination of a constitutional matter by a subordinate court on the merits, in the exercise of its own jurisdiction, cannot be the same as a decision that a request to refer the same constitutional matter to the Constitutional Court for determination is frivolous or vexatious. The two are mutually exclusive. A determination of the constitutional questions on the merits by the subordinate court would extinguish the request for referral of the constitutional questions to the Constitutional Court, effectively removing a cause for a decision on the frivolity or vexatiousness of the request for referral of the constitutional questions.

The applicant does not allege that the decision of the court a quo, on the merits of the constitutional questions, violated any of his fundamental rights. All he suggests in this regard is that the court a quo should not have made the determination.

That cannot be a matter for serious consideration in the light of section 85(1) of the Constitution.

Jurisdiction re: Monetary, Cause of Action and Domestic Territorial Jurisdiction

In terms of section 85(1) of the Constitution, a Magistrate's Court has jurisdiction to determine the question of an alleged infringement of a fundamental right or freedom enshrined in Chapter 4.

Whilst the definition of a “constitutional matter”, under section 332 of the Constitution, includes matters beyond the jurisdiction of a Magistrate's Court, the mechanism for the protection and enforcement of fundamental human rights and freedoms enshrined in Chapter 4 of the Constitution includes the jurisdiction of the Magistrate's Court.

Section 85(1) of the Constitution gives the persons listed thereunder the right to approach a court, alleging that a fundamental right or freedom enshrined in Chapter 4 “has been, is being or is likely to be, infringed and the court may grant appropriate relief, including a declaration of rights and an award of compensation.”

On the basis of section 85(1) of the Constitution, the Constitutional Court enjoys concurrent jurisdiction with a Magistrate's Court in respect of a constitutional matter arising from alleged infringement of a fundamental right or freedom enshrined in Chapter 4.


AN APPLICATION FOR LEAVE TO APPEAL

Before: MALABA CJ, In Chambers

On 30 June 2017 I gave the following order:

“WHEREUPON, after reading documents filed of record and hearing counsel, BY CONSENT IT IS ORDERED THAT: The application be and is hereby dismissed with no order as to costs.“

Notwithstanding the fact that the matter was disposed of on the basis of an order by consent, a written judgment was necessary to clarify the law on the issue behind the application.

The chamber application was made ostensibly in “terms of rules 32(2) and 12 of the Constitutional Court Rules, 2016” (“the Rules”). The applicant sought an order for leave to appeal from the ruling of a magistrate denying him a referral to the Constitutional Court (“the Court”) of four questions for determination.

Rule 32(2) of the Rules provides that “a litigant who is aggrieved by the decision of a subordinate court on a constitutional matter can apply to the Constitutional Court for leave to appeal against such decision”.

The applicant stood before the magistrate accused of stock theft, it being alleged that he stole 145 cattle some time in 2002. He was first brought to trial in 2005, under CRB 1662/05. The Regional Magistrate who presided over the case resigned before completing the trial. The High Court later quashed the proceedings and ordered a trial de novo before a different magistrate. The trial de novo commenced.

The applicant applied for a discharge at the end of the case for the State. The application was dismissed. The applicant was aggrieved by the dismissal of his application. He approached the High Court for a review of the proceedings. He made an urgent application in the Magistrate's Court for a stay of the proceedings pending the determination of the application for review. The State consented to the granting of the order staying the proceedings pending the determination of the application for review.

The High Court, once again, set aside the proceedings in the Magistrate's Court and ordered a trial de novo before a different magistrate, in the event that the State decided to pursue the matter further. At the commencement of the trial de novo, the applicant requested the presiding magistrate to refer to the Court the question whether or not his right to a fair trial within a reasonable time had been violated. The request for referral was granted on 28 November 2014. The Court dismissed the matter for the reason that the referral had not been properly made.

When the applicant's trial resumed at the Magistrate's Court, he requested the presiding magistrate, in terms of section 175(4) of the Constitution, to refer to the Court for determination four questions. These were:

“1. Whether or not the accused person's right to a fair trial within a reasonable time has been infringed or violated?

2. Whether or not the accused person's right to protection of the law has been violated?

3. Was the accused person's right to a fair, lawful, prompt and impartial administrative action violated or infringed?

4. Whether or not the intended Third Criminal Trial infringes/violates the accused person's constitutional right to remain silent and not to testify or be compelled to give evidence in a Third Criminal Trial?”

The magistrate determined the questions she was requested to refer to the Court. She made the factual finding that the rights of the applicant had not been violated, as alleged by him. The magistrate also said she considered the request for the referral of the questions to the Court to be frivolous and vexatious. She dismissed the application for referral.

The applicant made a chamber application, seeking an order for leave to appeal against the decision of the court a quo that the request to have the four questions referred to the Court was frivolous and vexatious.

The magistrate used the finding that the fundamental rights had not been infringed to support the finding that the request for referral was frivolous and vexatious. The question raised by the application was whether or not a subordinate court, after making a decision that a right was not violated, can go on to determine the question whether the request for the referral of the question it was requested to refer to the Court under s 175(4) of the Constitution is frivolous or vexatious.

The grounds of the intended appeal also attack the correctness of the decision that the applicant's right to a fair trial within a reasonable time was not violated.

The applicant's intended grounds of appeal are:

“1. The Presiding Magistrate in the Court a quo (having been requested by the appellant to refer four (4) constitutional issues or questions to the Constitutional Court for determination, namely, whether or not the appellant's rights to a fair trial within a reasonable time, protection of the law, fair, lawful, prompt and impartial administrative justice both substantively and procedurally and to remain silent and not to testify or be compelled to give evidence in a Third Criminal Trial, were infringed or violated) erred and misdirected herself by ruling that the said rights were not violated or infringed;

2. Without placing due weight and consideration on the relevant facts, averments and submissions contained in the appellant's papers and documents filed of record and placed before her, the magistrate in the court a quo erred and misdirected herself by descending into the arena and responded (to) the appellant's application for and on behalf of the State which legally conceded and accepted almost all the appellant's facts in support of his application.

3. The presiding magistrate in the court a quo erred and misdirected herself by ruling that the appellant's request for the referral of the matter to the Constitutional Court was frivolous, vexatious and baseless and that the appellant's constitutional rights (supra) were and are subject to limitation in terms of section 86(3) of the Constitution of Zimbabwe.”

The relief sought is worded as follows:

“WHEREFORE the appellant prays that the appeal should succeed and that the presiding magistrate's ruling or decision in the court a quo be set aside entirely and be replaced or substituted with the following order:

(i) That the appeal succeeds;

(ii) The ruling or decision of 20 April, 2017 of the court a quo issued under case number CRB7520/16 be and is hereby set aside;

(iii) The appellant's request for the referral of the constitutional issues or questions for determination before this Court be and is hereby granted with no order as to the costs of suit."

The right of appeal is a right that is availed by the Constitution and regulated in part by the Rules. Before one can be granted leave to appeal, one has to show that the appeal one intends to bring relates to a decision by the court a quo on a constitutional matter or is against an issue connected with a decision on a constitutional matter.

In The Cold Chain (Private) Limited t/a Sea Harvest v Makoni 2017 (1) ZLR 14 (CC) at 15H-16E the requirements to be satisfied in an application for an order for leave to appeal to the Court were set out as follows:

“The requirements for leave to appeal to the Court from a subordinate court are these:

(a) Firstly, there must be a constitutional matter for determination by the Constitutional Court on appeal. The reason is that in terms of section 167(1) of the Constitution the Constitutional Court is the highest court in all constitutional matters and decides only constitutional matters and issues connected with decisions on constitutional matters.

Rule 32(2) of the Constitutional Court Rules makes it clear that only a litigant who is aggrieved by the decision of a subordinate court on a constitutional matter only has a right to apply for leave to appeal to the Constitutional Court (the underlining is for emphasis). Rule 32(3)(c) of the Constitutional Court Rules requires that the application for leave to appeal should contain or have attached to it 'a statement setting out clearly and concisely the constitutional matter raised in the decision'. In other words, there must have been a constitutional matter raised in the subordinate court by the determination of which the dispute between the parties was resolved by that court. If the subordinate court had no constitutional matter before it to hear and determine, no grounds of appeal can lie to the Constitutional Court as a litigant cannot allege that the subordinate court misdirected itself in respect of a matter it was never called upon to decide for the purposes of the resolution of the dispute between the parties. See Nyamande and Anor v Zuva Petroleum 2015 (2) ZLR 351 (CC).

Under section 332 of the Constitution a constitutional matter is one in which there is an issue involving the interpretation, protection or enforcement of the Constitution. Absence of an issue raised in the proceedings in the subordinate court requiring the interpretation, protection or enforcement of a provision of the Constitution in its hearing and determination would invariably be sufficient evidence of the fact that no constitutional matter arose in the subordinate court.

(b) Secondly, the applicant must show the existence of prospects of success for leave to be granted. In Nehawu v University of Cape Town 2003 (2) BCLR 154 (CC), the Constitutional Court of South Africa held that the applicant must show that there are reasonable prospects that the Constitutional Court 'will reverse or materially alter the judgment if permission to bring the appeal is given'.”

Section 175(4) of the Constitution provides:

“(4) If a constitutional matter arises in any proceedings before a court, the person presiding over that court may and, if so requested by any party to the proceedings, must refer the matter to the Constitutional Court unless he or she considers the request is merely frivolous or vexatious.”

The purpose of the procedure for referral is to facilitate the determination of a constitutional question by the Court which is necessary for resolution of the dispute before the court which is being asked to refer the question. In other words, the person presiding is being asked to decide whether the request for referral of the constitutional matter is frivolous or vexatious, as defined in Martin v Attorney General 1993 (1) ZLR 153 (S) 157B-E; Williams and Anor v Msipha and Others 2010 (2) ZLR 552 (S) 568C–G; and Tomana v JSC and Anor HH281/16.

The decision intended to be appealed against should an order for leave to appeal to the Court be granted is that the request for the referral of the constitutional questions raised by the applicant in the proceedings in the court a quo to the Court for determination was frivolous and vexatious.

The facts show that the constitutional questions as to the contravention of the fundamental rights of the applicant raised in the proceedings in the subordinate court were not referred to the Court because the court a quo determined the constitutional questions on the merits.

In terms of section 85(1) of the Constitution, a Magistrate's Court has jurisdiction to determine the question of an alleged infringement of a fundamental right or freedom enshrined in Chapter 4.

Whilst the definition of a “constitutional matter” under section 332 of the Constitution includes matters beyond the jurisdiction of a Magistrate's Court, the mechanism for the protection and enforcement of fundamental human rights and freedoms enshrined in Chapter 4 of the Constitution includes the jurisdiction of the Magistrate's Court.

Section 85(1) of the Constitution gives the persons listed thereunder the right to approach a court, alleging that a fundamental right or freedom enshrined in Chapter 4 “has been, is being or is likely to be, infringed and the court may grant appropriate relief, including a declaration of rights and an award of compensation”.

On the basis of section 85(1) of the Constitution, the Court enjoys concurrent jurisdiction with a Magistrate's Court in respect of a constitutional matter arising from alleged infringement of a fundamental right or freedom enshrined in Chapter 4.

Whether or not the court a quo erred in finding that the fundamental rights alleged by the applicant to have been infringed by the State were not in fact violated, the determination of the constitutional questions on the merits had the effect of disposing of the questions.

The procedure for referral of constitutional questions to the Court for determination in terms of section 175(4) of the Constitution aborted. There were no longer constitutional questions, the frivolity or vexatiousness of the request for the referral of which would have to be decided by the court a quo in terms of the procedural requirements of section 175(4) of the Constitution.

It must follow that once the constitutional questions were determined by the court a quo on the merits there was no longer a request for a referral of the constitutional questions to the Court for determination. The determination of the question whether a request for referral of a constitutional question to the Court for determination is merely frivolous or vexatious is an essential step for a subordinate court to undertake in compliance with the requirements of the procedure prescribed under section 175(4) of the Constitution. The court a quo could not relate to the question of the frivolity or vexatiousness of a request for referral of constitutional questions that had been determined by it on the merits. There cannot be a decision on a matter that does not exist.

The applicant proceeded on the assumption that the court a quo's operative decision was that the request for referral of the constitutional questions to the Court was frivolous and vexatious. A determination of a constitutional matter by a subordinate court on the merits in the exercise of its own jurisdiction cannot be the same as a decision that a request to refer the same constitutional matter to the Court for determination is frivolous or vexatious. The two are mutually exclusive. A determination of the constitutional questions on the merits by the subordinate court would extinguish the request for referral of the constitutional questions to the Court, effectively removing a cause for a decision on the frivolity or vexatiousness of the request for referral of the constitutional questions.

The applicant does not allege that the decision of the court a quo on the merits of the constitutional questions violated any of his fundamental rights. All he suggests in this regard is that the court a quo should not have made the determination.

That cannot be a matter for serious consideration in the light of section 85(1) of the Constitution.

Ngarava, Moyo and Chikono, applicant's legal practitioners

National Prosecuting Authority, second respondent's legal practitioners

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