The record of proceedings was
forwarded to an Acting Regional Magistrate for scrutiny. The Acting Regional
Magistrate raised issues on the propriety of the procedure followed by the
trial magistrate and ultimately the conviction. Her letter to the trial magistrate
reads as follows;
“It is the propriety of the
procedure and ultimately the conviction which I ...
The record of proceedings was
forwarded to an Acting Regional Magistrate for scrutiny. The Acting Regional
Magistrate raised issues on the propriety of the procedure followed by the
trial magistrate and ultimately the conviction. Her letter to the trial magistrate
reads as follows;
“It is the propriety of the
procedure and ultimately the conviction which I am concerned with. The trial
Magistrate proceeded in terms of s271(2)(b) and in terms of that law, accused's
responses should amount to an irrevocable admission of the essential elements
of the offence and where there is doubt, and where the accused raises a defence,
the plea should be altered to not guilty.
The cases of State v Ndlovu and
Another HB30-02 and State v
Makuvatsine HH102-04 are
relevant.
In canvassing the essential elements,
the following exchange took place between the magistrate and the accused
person;
'Q. Any variations to make?
A. I did not intend to cause the
accident. I did not do it deliberately.
Despite the fact that accused said
he did not intend to cause the accident and thereby raising a defence at law
which should have led to the alteration of the plea to not guilty. The trial
Magistrate still proceeded with “canvassing essential elements.”
Q. Why did you fail to stop your car
before hitting the pedestrians?
A. I saw him when he was only about
3 meters away, I could not stop in time.
Q. Why did you not see him in time?
A. I had dipped my lights. There was
another kombi that had stopped, it was coming from the opposite direction and
its lights were flashing into my eyes, I could not see properly.'
The following further exchange
clearly shows that the trial Magistrate had serious doubts. Instead of
canvassing essential elements I cannot be faulted to conclude that this was now
cross-examination of the accused by the trial Magistrate.
'Q. Why did you not stop?
A. There were other vehicles behind
me.
Q. What did you do after seeing the
kombi that had stopped?
A. I reduced my speed to about
60km/hr.
Q. Why did you reduce your speed?
A.
As a person who had seen that there was a kombi that had stopped I did not know
if it was picking or dropping a passenger.
Q.
Do you admit that Crispen Mukize died as a result of the accident in which your
vehicle hit him?
A. Yes I had 18 passengers onboard.
Q.
Did you have a right to drive in the manner you did, not keeping a proper lookout
on the road, not stopping when you were not seeing properly etc?
A. No.
Q. Any defence to offer?
A. No.'
The accused was nevertheless
convicted despite raising what I believe were triable issues. After convicting
the accused person the trial Magistrate then decided to explain himself, which
is not normally done if the proper procedure in s271(2)(b) is followed or adopted,
which I concluded was now his reasons for the judgment.
If the trial Magistrate can comment.
Was the proper procedure followed,
was the accused not raising triable issues which can only be resolved in a
trial, was the accused therefore properly convicted and sentenced?”
The trial Magistrate, courteously,
boldly and confidently, responded as follows;
“I must start by apologizing for
responding to your query late. What happened is that I received the query on 2
November 2012, which was a Friday. Then I went to Mutoko on Sunday 4 November
2012 and was there until 09 November 2012 doing partly heard cases. Any
inconveniences caused by the delay are sincerely regretted.
You raised issue with the propriety
of the procedure, and ultimately the conviction, in the above matter. My
response to the issue you raised is found hereunder.
I will begin by an exposition of my
understanding of the offence of culpable homicide. This offence consists in
causing the death of a human being through negligence. Where negligence is an
element, as is the case in culpable homicide cases, it is not what the accused
person intended that is relevant, but what a reasonable person would say about
what the accused person did. So, an accused person might not intend to cause an
accident, yet he drives his motor vehicle at an excessive speed in the
circumstances. If he hits and kills a person, he will be guilty of culpable
homicide, even though he never intended to cause the accident. A person does
not plan to be negligent. All that happens is that his actions, as he is going
about his business, fail to measure up to the reasonable expectations of
others. If those actions cause the death of a person, then the accused will be
guilty of culpable homicide.
Another important aspect of
negligence is that it is not factual, but is inferred. It all depends on the
circumstances. I would thus not expect an accused person to be asked: “Do you
admit that you were negligent?” in canvassing essential elements of culpable
homicide. Such a question would not be clear because negligence is relative.
Indeed, if an accused person is asked if he was negligent and he says
“Yes” , we should be worried because his “Yes” might well be inappropriate,
regard being had to the circumstances of the case.
It follows, therefore, that a court
must ask an accused to admit the facts, and then infer negligence from the
admitted facts, in a case of culpable homicide. Instead of asking, “Do you
admit that you were traveling at an excessive speed in the circumstances?” I
would rather ask, “What speed were you traveling at? What time of the day was
it? How was visibility? How busy was the road at the time?” Etc, and then infer
from the answers given if the accused's speed was excessive in the
circumstances.
I will deal with the issues you
raised;
(a) That the accused person was
raising a defence when he said “I did not intend to cause the accident. I did
not do it deliberately.”
With all due respect, I do not think
this was a defence. Indeed, accused would not have been charged with culpable
homicide, but murder, if he had intended to cause the accident and caused it
deliberately. Like I explained above, it is not what the accused intends to do
that is relevant, but what a reasonable man would say about what the accused
has done. It is therefore not a defence for the accused to say he did not
intend to cause the accident, because specific intent is not an element in a
case of culpable homicide.
(b) “Instead of canvassing essential
elements, I cannot be faulted to conclude that this was now cross-examination
of the accused by the trial Magistrate.”
As I explained above, I do not
believe in asking an accused to admit negligence directly, because such an
admission would be very doubtful. The approach that I adopt is to ascertain the
facts from the accused, and then decide if negligence can be inferred from
them. This approach necessarily entails asking the accused several questions.
So, for example, I asked, “Why did you fail to stop your vehicle before hitting
the pedestrian?” The answer the accused gave, “I saw him when he was only 3
meters away, I could not stop in time,” would suggest that he had not been
keeping a proper look out on the road. A person who only sees a pedestrian when
he is only 3 meters away must have been inattentive. But I would not ask the
accused, “Do you admit that you had not been keeping a proper lookout on the
road?”
Now having ascertained the facts, I
would then need to state the inferences I would have made.
(c) “After
convicting the accused person, the trial Magistrate then decided to explain himself.”
Like I said above, the approach I
adopt is that I would not ask the accused person to admit negligence directly.
It follows, therefore, that after getting the facts, I must then state the
conclusions I draw from the facts. I do not know if that would amount to
explaining myself.
In conclusion, I believe that I
properly convicted the accused person. I would also suggest that you assist me
in formulating the questions (just as an illustration) that you would consider
proper and the answers to those questions you would also consider proper for a
conviction on a charge of culpable homicide.”
On receipt of this response, the
Acting Regional Magistrate remained of the view that the accused person's plea
should have been altered to one of not guilty. She forwarded the record of
proceedings for review by a judge of this court with a request that she and the
trial magistrate be guided on whether or not the convicted person was correctly
convicted and sentenced. The lot fell on me. I have to determine whether or not
the trial magistrate followed the correct procedure and correctly convicted the
accused.
The trial magistrate, courteously
and confidently defended his work. He did not merely reply “I stand guided” as
most magistrates do. His response is well-reasoned and explains why he
conducted the proceedings in the manner he did. He clearly and respectfully
responded to the issues raised by the Acting Regional Magistrate.
I fully quoted the correspondence
between the scrutinising Acting Regional Magistrate and the trial magistrate to
lay the basis for this judgment. There is a lot to be learnt from their
exchange of ideas on how to conduct a plea in general and particularly on a
charge of culpable homicide.
Canvassing of Essential Elements in
general
The Acting Regional Magistrate seems
to suggest that the trial magistrate should have asked direct questions and
altered the plea to one of not guilty when the convicted person's answers
seemed to raise triable issues. The trial magistrate said he uses indirect
questions and infers from them the guilt of an accused person. He said he does
so to get the facts from which he can infer the accused's guilt or innocence.
He assesses the accused's answers to determine whether or not they raise real
triable issues.
I agree with the trial magistrate
that it is permissible to ask indirect questions and infer from them the
accused's guilt or innocence. An indirect question usually brings out the truth
as it does not warn the accused of the effect his answer may have. It overcomes
the problem of an accused person's appreciation of legal concepts. It brings
out real justice as it seeks facts without cloathing the question in legal
jargon. This approach is preferable because legal concepts are not easy to
master. In the case of unrepresented accused persons the explanations of the
charge and its elements should not be expected to fully inform them of the
offence to the extent of expecting them to correctly, and from an informed
position, answer direct questions based on legal concepts. In the case of S v Nyambo 1997 (2) ZLR 333 (HC)…, SMITH J, commenting on how to
deal with difficult legal concepts, said -
“The accused was not represented. He
is hardly likely to have appreciated the significance of the word `prepared' in
this context…,. I agree with the opinion expressed by the Attorney-General that
preparation envisages some process or activity which is intended to ensure that
the dagga is ready for smoking.”
Judicial officers should therefore
always be careful when canvassing essential elements to avoid being satisfied
by an accused's admission or denial of facts couched in legal jargon. They
should ensure, through careful probing, that the accused is admitting or
denying such facts.
In the case of S v Tichaona & Anor 1994 (2) ZLR 402 (HC)…, CHATIKOBO J said -
“If the magistrate thinks that the
accused's denial of foresight might be the result of a lack of appreciation of
the import of the question, he should probe further. There is no exhaustive
list of questions, nor any limit to the ways in which the questions should be
put.”
It is not, therefore, helpful for
the Acting Regional Magistrate and trial magistrate to dispute over how
questions should have been put to Maxim Matsetu (the convicted person). The
trial magistrate explained why he does not ask direct questions. He is of the
view that if an accused person is asked whether he admits that he was
negligent, and he answers “yes”, that answer does not mean that he was indeed
negligent. The magistrate, who fully appreciates what negligence means, must
ask questions which will enable him to establish whether or not the accused was
negligent. In the case of S v Dube & Anor 1988 (2) ZLR 385 (SC)…,
DUMBUTSHENA CJ said -
“There have been a number of recent
judgments in which it has been pointed out how careful a judicial officer must
be when faced with a plea of guilty. Not every fact should be regarded as
proved simply because it is admitted. Thus, an admission of "being in a
prohibited area" should not be blindly accepted. The court should require
proof that the area was indeed a prohibited area - S v Deka & Anor SC199-88. The same is true of an
admission of "possession." The court must be careful to establish
what it is that the accused is admitting, because possession is a difficult
legal concept - Attorney General
v Chimwadze 1982 (2) ZLR 218
(SC); S v Zvinyenge & Anor supra; S v Hoareau SC143-88; S v Dyer SC204-88*. And see generally the
remarks of REYNOLDS J in S v Chirodzero HH14-88.”..,.
In this case, the trial magistrate
convincingly explained his approach in dealing with pleas to a charge of
culpable homicide. His explanation is logical and well-grounded in a desire to
dispense real and substantial justice. It cannot be faulted. It should, in fact,
be encouraged.
Accident not intended and not
deliberate
The Acting Regional Magistrate said;
“Despite the fact that accused said he did not intend to cause the accident and
thereby raising a defence at law which should have led to the alteration of the
plea to not guilty” the trial Magistrate proceeded with the canvassing of
essential elements.”
She thus reasoned that when Maxim
Matsetu (the convicted person) said he did not intend to cause the accident and
that his actions were not deliberate the trial magistrate should have altered
the plea to one of not guilty. The trial magistrate's response was an
explanation of the difference between murder and culpable homicide. He
concluded that what the Acting Regional Magistrate suggested would have been
correct if Maxim Matsetu (the convicted person) was facing a murder charge. He
was, again, correct - even though a plea of guilty cannot be accepted on a
charge of murder. He was merely pointing out that if Maxim Matsetu (the
convicted person) had deliberately intended to cause the accident he should
have been charged with the crime of murder.
A judicial officer is expected to
know the law applicable to the offence charged. That will enable him to avoid
being distracted by answers not relevant to the issues before him. In fact, section
271(2)(b) of the Criminal Procedure and Evidence Act [Chapter 9:07] requires a
judicial officer to have such knowledge as it requires him to explain the
charge and its essential elements to the accused and to be satisfied by the
facts he gathers during the canvassing of essential elements of the accused's
guilty. Section 271(2)(b) of the Criminal Procedure and Evidence Act [Chapter
9:07] provides as follows;
“(2) Where a person arraigned before
a magistrates court on any charge pleads guilty to the offence charged or to
any other offence of which he might be found guilty on that charge and the
prosecutor accepts that plea -
(a) …,.
(b) The court shall, if it is of the opinion that the offence
merits any punishment referred to in subpara (i) or (ii) of para (a) or if requested thereto by the
prosecutor -
(i) Explain the charge and the
essential elements of the offence to the accused and to that end require the prosecutor to state, in so far
as the acts or omissions on which the charge is based are not apparent from the
charge, on what acts or omissions the charge is based; and
(ii)
Inquire from the accused whether he understands the charge and the essential
elements of the offence and whether his plea of guilty is an admission of the
elements of the offence and of the acts or omissions stated in the charge or by
the prosecutor; and may, if satisfied that the accused understands the
charge and the essential elements of the offence and that he admits the
elements of the offence and the acts or omissions on which the charge is based
as stated in the charge or by the prosecutor, convict the accused of the
offence to which he has pleaded guilty on his plea of guilty and impose any
competent sentence or deal with the accused otherwise in accordance
with
the law:” …,.
The trial magistrate's approach to Maxim
Matsetu's (the convicted person) answer indicates that he knew the elements of
culpable homicide hence his proceeding with the canvassing of essential
elements in spite of Maxim Matsetu's (the convicted person) abovementioned
response….,.
The offence which was before the
trial magistrate was culpable homicide. He therefore correctly carried on with
the canvassing of essential elements because the accused's answer was not a
valid defence to the offence charged.
Section 272 of the Criminal
Procedure and Evidence Act [Chapter 9:07], on the basis of which a judicial
officer alters a guilty plea to one of not guilty, provides as follows;
“If the court, at any stage of the
proceedings, in terms of section two
hundred and seventy-one and before sentence is passed -
(a) Is in doubt whether the accused is,
in law, guilty of the offence to which he has pleaded guilty; or
(b) Is not satisfied that the accused has
admitted or correctly admitted all the essential elements of the offence or
all the acts or omissions on which the charge is based; or
(c) Is not satisfied that the
accused has no valid defence to the charge;
the court shall record a plea of not
guilty and require the prosecution to proceed with the trial:.”…,.
The provisions of this section are
triggered by;
(a) A judicious doubt as to whether
the accused is, in law, guilty of the offence to which he has pleaded guilty.
The doubt must be grounded in the law.
In this case, the law on culpable
homicide justified the trial magistrate's proceeding with the canvassing of
essential elements.
(b) Lack of the judicial officer's
satisfaction that the accused has admitted, or correctly admitted, all the
essential elements of the offence charged or all the facts or omissions which
prove the offence charged.
In this case, the trial magistrate
was correctly satisfied that the convicted person was correctly admitting the
elements of culpable homicide.
(c) Lack of the judicial officer's
satisfaction that the accused does not have a valid defence.
It is not every seeming defence
which justifies the alteration of a plea of guilty to one of not guilty. If the
judicial officer is not satisfied that the accused does not have a valid
defence, he should alter the plea to one of not guilty. If he is, however,
satisfied that what seems to be a defence is not a valid defence at law he
should not alter the plea to one of not guilty.
The whole exercise therefore depends
on the judicial officer's knowledge of the law.
Where the judicial officer is not in
doubt, as the trial magistrate was, and he was satisfied, as he said he was,
there was no need to alter the plea to one of not guilty. In the case of State v Makuvatsine HH102-04, reported as S v Makuvatsine 2004
(1) ZLR 459…., referred to by the Acting Regional Magistrate I said -
“Magistrates must be alert to the
provisions of s272 to enable them to guard against the conviction of persons
whose answers to questions raise doubt, or do not satisfy them of the accused's
guilt or whose answers reveal that the accused may have a defence.”
In this case, the accused's answer
did not raise any doubt in law as regards culpable homicide. It satisfied the
trial magistrate of its irrelevance to culpable homicide. It did not reveal a
valid defence to culpable homicide.
Dazzled by the lights of an oncoming
motor vehicle
The Acting Regional Magistrate also
believed the trial magistrate should have altered the plea to not guilty as the
accused seemed to be raising a defence of sudden emergency.
Again, ones knowledge of the law is
an aid to knowing when to alter an accused's plea to one of not guilty.
Maxim Matsetu (the convicted person)
told the magistrate that he reduced his speed to 60 km/hour. He thus
proceeded into the accident at 60km/hour unable to see ahead. That is the
maximum speed one should travel at in an urban area. He was driving along Simon
Mazorodze Road in Waterfalls Harare. Travelling at such a speed on a busy urban
road, when he could not see what was happening on the road, ahead was therefore
clearly negligent. His own words justified the trial magistrate's continuing
with the canvassing of essential elements. The trial magistrate asked Maxim
Matsetu (the convicted person) if he had a right to drive in the manner he did,
“not keeping a proper lookout on the road, not stopping when he was not seeing
properly.” Maxim Matsetu's (the convicted person) response was that he did not
have such a right. A reasonable driver would have slowed down and stopped.
Driving on blindly at 60km/hr, as Maxim Matsetu (the convicted person) did, had
the effect of endangering the lives of his 18 passengers.
There was no need to alter his plea
to one of not guilty….,.
Cross examination
In view of my finding that the trial
magistrate correctly continued with his canvassing of essential elements, he
cannot be said to have cross examined the convicted person. Judicial officers,
when proceeding in terms of section 271(2)(b) of the Criminal Procedure and Evidence
Act [Chapter 9:07], are free to ask the questions they deem fit to ascertain
the guilt or innocence of an accused person. See the case of S v Tichaona & Anor 1994 (2) ZLR 402 (HC) …, where CHATIKOBO J
said -
“If the magistrate thinks that the
accused's denial of foresight might be the result of a lack of appreciation of
the import of the question he should probe further. There is no exhaustive list
of questions nor any limit to the ways in which the questions should be put.”
Explanation
The Acting Regional Magistrate is of
the view that the trial magistrate was aware that he had crossed the red line
hence his unnecessary explanation of the reasons why he convicted the accused.
If I had found that the trial magistrate erred
in continuing with his canvassing of essential elements the conclusion reached
by the Acting Regional Magistrate would have been justified. In this case, one
can only say the giving of an explanation for the conviction was unnecessary
but does not offend against the sense of justice. The reasons for the
conviction were apparent from the answers Maxim Matsetu (the convicted person)
gave during the canvassing of essential elements. The trial magistrate must
have acted out of an abundance of caution which his approach to the canvassing
of essential elements reveals he has.