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HB97-09 - BRIAN TAPINDWA vs THE STATE

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Procedural Law-viz criminal appeal re sentence.

Procedural Law-viz criminal appeal re sexual offences iro aggravated indecent assault.
Charge-viz sexual offence re aggravated indecent assault.
Aggravated Indecent Assault-viz section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23].
Aggravated Indecent Assault-viz juvenile victims.
Procedural Law-viz State outline.
Aggravated Indecent Assault-viz twenty-one year old accused person.
Procedural Law-viz rules of evidence re admissions.
Procedural Law-viz unrepresented accused person re admissions of the essential elements of the offence iro guilty verdict.
Sentencing-viz plea of guilt at criminal trial.
Sentencing-viz first offender.
Procedural Law-viz criminal appeal re reasoning of the trial court's judgment iro grounds of appeal.
Procedural Law-viz condonation re late filing of an application for review.
Procedural Law-viz criminal appeal re application to amend grounds of appeal into grounds for review.
Procedural Law-viz criminal review.
Aggravated Indecent Assault-viz male persons re section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23].
Procedural Law-viz rules of evidence re findings of fact.
Procedural Law-viz State outline re facts supporting the charge iro essential elements of the offence.

Indecent Assault, Aggravated Indecent Assault and Attempted Rape

The appellant, who was aged twenty-one years, was charged with two counts of aggravated indecent assault as defined in section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23], which he allegedly committed on 5 February 2009.

The allegations on Count One were that on 5 February 2009, the appellant, with indecent intent, inserted his penis into the mouth, and between the buttocks of the complainant – a boy aged ten years – without his consent, or realizing that there was risk, or possibility, that he might not have consented to it.

Secondly, on the same day, at the same place, he, with indecent intent, inserted his penis between the buttocks of another boy - aged nine years – knowing that he had not consented to it, or realizing that there was a real risk, or possibility, that he might not have consented to it.

The appellant tendered pleas of guilty to both Counts.

Indictment or Charge & Basis of Criminal Prosecution re: Approach, Defence Outline, State Outline & Pre-Trial Procedures

The outline of the State was as follows –

“The complainants, and the accused person, are not related, but they live in the same neighbourhood.

On 5 February 2009, at around 1000 hours, the two complainants were playing in the yard of Lotshe School hitting birds using catapults. The accused person, Brian, arrived. He was carrying canned drinks, and offered to give them if they accompanied him to Amakhosi. They accompanied him, and on their way back, he led them to a bushy area where he told them that he was going to have sexual intercourse with them, and threatened them with death if they told anybody.

He took the first complainant, 'M', and made him to lie facing downwards with his trousers at knee level, and he inserted his penis between his buttocks, after that, he forced him to suck his penis. When he refused, he hit him until the young boy sucked it.

He went to 'X', and told him to lie facing downwards with his trousers at knee level. He inserted his penis in between his buttocks. He hit the two boys if they looked at each other. The accused had no right to act in the manner he did.” (Only the initials of the boys are quoted as they are juveniles).

The appellant agreed with the above State outline in toto.

It was argued on behalf of the appellant that his conviction under section 66 of the Criminal Law (Codification and Reform) Act [Chapter 9:23] was irregular, in that penetration of each complainant's body, per anum, was neither alleged nor admitted. It was further submitted that the State did not even allege, let alone establish that the appellant went through sexual motions. The State had also allegedly failed to prove that the appellant had completed his purpose by emitting semen into either of the complainants' anuses, or into the mouth of the first complainant. Finally, the appellant complained that it had not been established whether or not the insertion into the buttock was vertical, as it could well have been horizontal.

It was, therefore, contended that the facts in the State outline..., which the appellant agreed with, without demur, did not support a conviction under section 66 of the Criminal Law (Codification and Reform) Act [Chapter 9:23] but do support a conviction under section 67 of the Criminal Law (Codification and Reform) Act [Chapter 9:23], which is a competent verdict.

Court Management re: Conduct of Trials, Obligations Toward Unrepresented Accused and the Adherence to Fair Trial Rights


The appellant also admitted the essential elements of the offence of aggravated indecent assault in respect of both counts, and the trial court proceeded to find him guilty as pleaded in respect of both counts.

Sentencing re: Sexual Offences iro Indecent Assault, Aggravated Indecent Assault and Attempted Rape

He was sentenced to twelve years imprisonment in respect of the first count, and ten years imprisonment on the second. Of the total, five years were suspended for a period of five years on the customary conditions of future good behaviour.

Turning to the appeal against sentence, counsel for the appellant had no meaningful submissions to make, rightly so, in my view.

What the appellant did was despicable and depraved.

The law provides that persons convicted of such conduct are liable to imprisonment for life, or any shorter period. See section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23] as read with section 65(1) of the Criminal Law (Codification and Reform) Act [Chapter 9:23].

That kind of conduct has always been condemned since time immemorial. For instance, an appellate court in R v S 1956 (1) 649 (T), when refusing to interfere with the sentence imposed by the magistrate, held that -

“Persons who have been guilty of depraved practices should not escape gaol sentences. The court should not encourage the belief that depraved conduct can be embarked upon with no consequences other than that of psychiatric treatment.”

The court a quo's approach to sentence is unassailable.

It exercised its discretion properly. A total effective sentence of seventeen years imprisonment in the circumstances of this case cannot be described as shocking.

Appeal re: Findings of Fact or Exercise of Discretion Made by Trial Court iro Terminated or Complete Proceedings

The accused then filed this appeal against sentence only on the following grounds -

“The learned trial magistrate misdirected himself (sic) by imposing custodial sentence.

The sentence imposed by the learned trial magistrate in the court a quo is wholly inappropriate in that:

The learned trial magistrate just imposed a custodial sentence without giving due weight to the mitigating factors;

The learned trial magistrate erred in not considering the mitigating factors, namely, that the accused pleaded guilty to the offence, and that he is a first offender; and

The court a quo erred in not considering the personal circumstances of the accused in that he has a mental disability.”

A look at the trial magistrate's reasons for sentence leaves one with the inescapable conclusion that the legal practitioner who drafted the grounds of appeal merely did so without applying his mind to what he was doing.

It was, therefore, not surprising that the grounds of appeal were abandoned by the advocate who was instructed to argue the appeal.

Review re: Terminated or Complete Proceedings iro Approach, Review Jurisdiction, Powers, Grounds & Record of Proceedings

Counsel for the appellant sought the court's indulgence to exercise its review powers and grant an application for the late filing of an application for review, wherein the relief sought was against both conviction and sentence on the grounds that -

Ad Conviction

1. The court a quo erred in law in convicting the appellant of contravening s66 of the Criminal Law (Codification and Reform) Act (hereinafter referred to as 'the Act'), in that the essential elements of the offences were neither alleged by the State nor admitted by him, more particularly, that penetration of the complainant's body was neither alleged nor proved in either counts, moreso that the appellant was not legally represented at the summary trial.

2. The facts established by the State in the outline of the State case, and admitted by the appellant, only support verdicts of contravening s67 of the Act, that is to say, indecent assault simpliciter, the penalty for which is set out in that appropriate section which is a permissible verdict under s275(a) of the Act as read with the Fourth Schedule thereto.

Ad Sentence

1. The overall sentence imposed is so manifestly excessive so as to induce a sense of shock.

2. A balance up of the aggravating and mitigating circumstances of his offences, and of the accused, militate against the lengthy terms of imprisonment imposed.

3. Additionally, or in the further alternative, a globular and shorter term of imprisonment is called for in a case of the nature in issue and a failure to consider it constitutes a gross misdirection on the part of the trial court below.”

The State had been served in advance with the purported application to amend the grounds of appeal, and had no objection to the application being granted for the sake of finalization of the matter.

In the result, counsel for the State prepared its heads of argument on the basis of the amended grounds of appeal.

This court eventually granted the application on the basis that it was an application for review, and that the court would exercise its review powers to deal with the matter.

Indecent Assault, Aggravated Indecent Assault and Attempted Rape

Aggravated indecent assault relating to male persons is defined in section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23] as follows –

“Any person, who being a male person..., commits upon a male person anal sexual intercourse, or any other act involving the penetration of any part of the other male person's body or his own body..., with indecent intent, and knowing that the other person has not consented to it, or realising that there is a real risk, or possibility that the other person may not have consented to it, shall be guilty of aggravated indecent assault, and liable to the same penalty as is provided for rape.” (emphasis added)

The record of proceedings shows that the appellant accepted the State outline in which he is said to have led the two complainants' to a bushy area where he announced to them that he intended to have sexual intercourse with them. That seems to have been the whole reason why he had taken them to a bushy area. It must have been apparent to him that the two boys were unwilling to indulge what he proposed hence his threats of death would not have arisen had they been willing participants.

It therefore admits of no doubt that the appellant's intention to have sexual intercourse with the two complainants was clearly established beyond any doubt.

With that intention, the appellant proceeded to insert his penis between the buttocks of each complainant. He did not end there, but went on to force the first complainant to suck his penis.

As is apparent from the provisions of section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23], the offence of aggravated indecent assault is not confined to non-consensual anal sexual intercourse with a male victim as suggested by the appellant. The provisions also cater for “any other act involving penetration of any part of the other male person's body..,.”

In each case, the appellant inserted his penis into the complainant's buttocks – thereby penetrating each complainant's body. In the first count, he also penetrated the complainant's mouth. The very fact that he inserted his penis into the complainants' buttocks suffices to constitute the offence of aggravated indecent assault. It is immaterial whether or not he went through sexual motions and completed his purpose. It is also irrelevant whether or not penetration was vertical or horizontal. Similarly, it is also immaterial whether or not he went through sexual motions and completed his purpose when he penetrated the complainant's mouth.

There was no reason, whatsoever, why the appellant sought to limit the offence of aggravated indecent assault to non-consensual anal sexual intercourse when section 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23] caters for any other act involving penetration of any part of the body of the male victim.

Quite clearly, the appeal against conviction is devoid of any merit, and must, accordingly, fail.

Sentencing re: Approach iro Approach to Sentencing, the Penalty Provision of a Statute and the Pre-Sentence Inquiry


Depraved and despicable practices must be condemned in the strongest possible terms. Miscreants of such practices should expect nothing other than periods of incarceration of which may well be lengthy.

Corroborative Evidence re: Uncorroborated Evidence iro Single Witness, Cautionary Rule and Religious Indoctrination

It must be mentioned that the appellant, through his legal representative, appears to be insensitive to the boys ordeal, when he stated that he was a young man of twenty-one years “while the complainants' are small boys of nine and ten years, not babies. The trauma on the victims is a matter of conjecture.”

The trauma cannot be a matter of conjecture when the appellant threatened the complainants' with death and then proceeded to perform hideous acts on them. Children of such a tender age are unlikely to be familiar with such depraved practices.

Appeal re: Findings of Fact or Exercise of Discretion Made by Trial Court iro Terminated or Complete Proceedings

The foregoing were the reasons why after hearing the appellant counsel's submissions, we felt that there was no need to hear the respondent's counsel and we dismissed the appeal in its entirety and indicated that our reasons would follow in due course.

These are they.

KAMOCHA J:              The appellant, who was aged 21 years, was charged with two counts of aggravated indecent assault as defined in s 66(1)(a)(ii) of the Criminal Law (Codification and Reform) Act [Chapter 9:23] which he allegedly committed on 5 February 2009.

            The allegations on count one were that on 5 February 2009 the appellant with indecent intent inserted his penis into the mouth and between the buttocks of the complainant – a boy aged 10 years – without his consent or realizing that there was a risk or possibility that he might not have consented to it.

            Secondly, on the same day at the same place he, with indecent intent, inserted his penis between the buttocks of another boy aged nine years, knowing that he had not consented to it or realizing that there was a real risk or possibility that he might not have consented to it.

            The outline of the State case was as follows:

“The complainants and the accused person are not related but they live in the same neighbourhood.

 

On 5 February 2009 at around 1000 hours the two complainants were playing in the yard of Lotshe School hitting birds using catapults.

The accused person Brian arrived, he was carrying canned drinks and offered to give them if they accompanied him to Amakhosi.  They accompanied him and on their way back he led them to a bushy area where he told them that he was going to have sexual intercourse with them and threatened them with death if they told anybody.

 

He took the first complainant 'M' and made him lie facing downwards with his trousers at knee level and he inserted his penis between his buttocks, after that he forced him to suck his penis.  When he refused he hit him until the young boy sucked it.

 

He went to 'X, and told him to lie facing downwards with his trousers at knee level.   He then inserted his penis in between his buttocks.  He hit the two boys if they looked at each other.  The accused had no right to act in the manner he did.”  (Only the initials of the boys are quoted as they are juveniles.)

 

The appellant tendered pleas of guilty to both counts.  He agreed with the above State outline in toto.  He also admitted the essential elements of the offence of aggravated indecent assault in respect of both counts and the trial court proceeded to find him guilty as pleaded in respect of both counts.

He  was sentenced to 12 years' imprisonment in respect of the first count and 10 years' imprisonment on the second. Of the total, 5 years were suspended for a period of five years on the customary conditions of future good behavior.

            The accused then first filed this appeal against sentence only on the following grounds:

“The learned trial magistrate misdirected himself (sic) by imposing custodial sentence.

 

The sentence imposed by the learned trial magistrate in the court a quo is wholly inappropriate in that:

The learned trial magistrate just imposed a custodial sentence without giving due weight to the mitigating factors;

 

The learned trial magistrate erred in not considering the mitigating factors namely that the accused pleaded guilty to the offence and that he is a first offender; and

 

The court a quo erred in not considering the personal circumstances of the accused, in that he has a mental disability.”

 

A look at the trial magistrate's reasons for sentence leaves one with the inescapable conclusion that the legal practitioner who drafted the grounds of appeal merely did so without applying his mind to what he was doing.  It was, therefore, not surprising that the grounds of appeal were abandoned by the advocate who was instructed to argue the appeal.

            Mr Nkiwane sought the court's indulgence to exercise its review powers and grant an application for the late filing of an application for review wherein the relief sought was against both conviction and sentence on the grounds that:-

            “Ad Conviction

1.     The court a quo erred in law in convicting the appellant of contravening s 66 of the Criminal Law (Codification and Reform) Act (hereinafter referred to as 'the Act'), in that the essential elements of the offences were neither alleged by the State nor admitted by him, more particularly, that penetration of the complainants body was neither alleged nor proved in either counts, more so that the appellant was not legally represented at the summary trial.

2.     The facts established by the State in the outline of the State case and admitted by the appellant only support verdicts of contravening s 67 of the Act, that is to say, indecent assault simpliciter, the penalty for which is set out in that appropriate section which is a permissible verdict under s 275(a) of the Act as read with the Fourth Schedule thereto.

Ad Sentence

1.     The overall sentence imposed is so manifestly excessive so as to induce a sense of shock.

2.     A balance up of the aggravating and mitigating circumstances of his offences and of the accused militate against the lengthy term of imprisonment imposed.

3.     Additionally, or in the further alternative, a globular and shorter term of imprisonment is called for in a case of the nature in issue and a failure to consider it constitutes a gross misdirection on the part of the trial court below.”

The State had been served in advance with the purported application to amend the grounds of appeal and had no objection to the application being granted for the sake of finalization of the matter.  In the result, counsel for the State prepared his heads of argument on the basis of the amended grounds of appeal.  This court eventually granted the application on the basis that it was an application for the review and that court would exercise its review powers to deal with the matter.

            It was argued on behalf of the appellant that his conviction under s 66 of the Act was irregular, in that penetration of each complainant's body per anum was neither alleged nor admitted.  It was further submitted that the State did not even alleged, let alone establish, that the appellant went through sexual motions.  The State had also allegedly failed to prove that the appellant had completed his purpose by emitting semen into either of the complainants' anuses or into the mouth of the first complainant.  Finally, the appellant complained that it had not been established whether or not the insertion into the buttocks was vertical as it could well have been horizontal.

            It was therefore contended that the facts in the State outline quoted supra, which the appellant agreed with without demur, did not support a conviction under s 66 of the Act but do support a conviction under s 67 of the Act, which is a competent verdict.

            Aggravated indecent assault relating to male persons is defined in s 66(1)(a)(ii) as follows:

“Any person who being a male person … commits upon a male person anal sexual intercourse or any other act involving the penetration of any part of the other male person's body or of his own body … with indecent intent and knowing that the other person has not consented to it or realising that there is a real risk or possibility that the other person may not have consented to it, shall be guilty of aggravated indecent assault and liable to the same penalty as is provided for rape” (emphasis added).

            The record of proceedings shows that the appellant accepted the State outline in which he is said to have led the two complainants to a bushy area where he announced to them that he intended to have sexual intercourse with them.  That seems to have been the whole reason why he had taken them to a bushy area.  It must have been apparent to him that the two boys were unwilling to indulge in what he proposed, hence his threats of death to them if they reported the matter to anybody.  The need to utter threats of death would not have arisen had they been willing participants.  It therefore admits of no doubt that the appellant's intention to have sexual intercourse with the two complainants was clearly established beyond any doubt.

            With that intention, the appellant proceeded to insert his penis between the buttocks of each complainant.  He did not end there but went on to force the first complainant to suck his penis.

            As is apparent from the provisions of s 66(1)(a)(ii) of the Act, the offence of aggravated indecent assault is not confined to non-consensual anal sexual intercourse with a male victim as suggested by the appellant.  The provisions also cater for “any other act involving penetration of any part of the other male person's body …”

            In each case, the appellant inserted his penis into the complainant's buttocks – thereby penetrating each complainant's body.  In the first count he also penetrated the complainant's mouth.  The very fact that he inserted his penis into the complainant's buttocks suffices to constitute the offence of aggravated indecent assault.  It is immaterial whether or not he went through sexual motions and completed his purpose.  It is also irrelevant whether or not penetration was vertical or horizontal.  Similarly, it is also immaterial whether or not he went through sexual motions and completed his purpose when he penetrated the complainant's mouth.

            There was no reason whatsoever why the appellant sought to limit the offence of aggravated indecent assault to non-consensual anal sexual intercourse when s 66(1)(a)(ii) of the Act caters for any other act involving penetration of any part of body of the male victim.  Quite clearly the appeal against conviction is devoid of any merit and must accordingly fail.

            Turning to the appeal against sentence, counsel for the appellant had no meaningful submissions to make, rightly so, in my view.  What the appellant did was despicable and depraved.  The law provides that persons convicted of such conduct are liable to imprisonment for life or any shorter period.   See s 66(1)(a)(ii), as read with s 65(1).

            Depraved and despicable practices must be condemned in the strongest possible terms.  Miscreants of such practices should expect nothing other than periods of incarceration which may well be lengthy.

            That kind of conduct has always been condemned since time immemorial.  For instance, an appellate court in R v S 1956 (1) 649 (T), when refusing to interfere with the sentence imposed by the magistrate, held that: “persons who have been guilty of depraved practices should not escape gaol sentences.  The court should not encourage the belief that depraved conduct can be embarked upon with no consequences other than that of psychiatric treatment.”

            The court a quo's approach to sentence is unassailable.  It exercised its discretion properly.  A total effective sentence of 17 years' imprisonment in the circumstances of this case cannot be described as shocking.

            It must be mentioned that the appellant, through his legal representative, appears to be insensitive to the boys' ordeal, when he stated that he was a young man of 21 years “while the complainants are small boys of 9 and 10 years, not babies.  The trauma on the victims is a matter of conjecture.”  The trauma cannot be a matter of conjecture when the appellant threatened the complainants with death and then proceeded to perform hideous acts on them.  Children of such a tender age are unlikely to be familiar with such depraved practices.

            The foregoing were the reasons why after hearing the appellant counsel's submissions we felt that there was no need to hear the respondent's counsel and dismissed the appeal in its entirety and indicated that our reason would follow in due course.  These are they.

 

NDOU J concurred.

 

Dube-Banda, Nzarayapenga & Partners, appellant's legal practitioners

Criminal Division of the Attorney-General's Office, respondent's legal practitioners
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