PATEL
JA: This
is an appeal against the judgment of the High Court dismissing an
application by the appellants for a declaratory order and
consequential relief pertaining to various fundamental rights, in
particular, the right of children to shelter.
The
application was dismissed with no order as to costs.
The
first appellant is an association of homeless people with public
interest in the right to housing. The second and sixth appellants are
members of the first appellant and brought the application a
quo
on behalf of their minor children, i.e.
the third, fourth, fifth, seventh and eighth appellants. For ease of
reference, the association, its members and their minor children will
all be collectively referred to as “the appellants”.
The
first respondent is the Minister of Local Government and National
Housing, responsible for housing and the administration of local
authorities. The second respondent is Zvimba Rural District Council,
the local authority wherein a peri-urban area called Haydon Farm is
located. The third respondent is a housing development contractor,
which acquired the right to develop the said farm. The fourth
respondent is the Ministry of Lands, Land Reform and Rural
Resettlement, which was cited as the acquiring authority of the farm.
It
is common cause that the appellants settled on Haydon Farm in the
year 2000, constructed permanent houses and commenced farming
activities on the farm. In 2005 the fourth respondent acquired the
farm and designated it as urban land under the jurisdiction of the
first respondent. Part of the land was allocated to the City of
Harare and certain other parts to the second and third respondents. A
low density suburb is currently sprouting on the farm.
The
appellants' residential structures were demolished in 2005. They
now live in cabins and shacks and are prohibited from constructing
permanent structures. They were then given notice to vacate the farm
so as to enable the third respondent to carry out the construction of
houses thereon.
It
is not in dispute that the appellants have no alternative
accommodation and that their children attend a school within the
area.
Judgment
of the High Court
The
court a
quo
found that the right to shelter under section 28 of the Constitution
is subject to the availability of State resources and that the State
must take reasonable measures within the limits of available
resources to enable citizens to have adequate shelter. The State is
only obliged to provide for the progressive realisation of the right
to shelter. Section 28 does not create any right to shelter but only
sets out a national objective which is not enforceable.
As
regards section 19 of the Constitution, the court took the view that
this provision merely prescribes national aspirations pertaining to
the rights of children. This provision is also qualified by the
availability of resources. The State must put in place policies and
measures to ensure that the interests of children are paramount.
However, the primary obligation lies on parents to properly care for
their children. This provision does not create any enforceable
rights. The State is only responsible for those children who have
been removed from their family environment.
Turning
to section 81 of the Constitution, the court held that this provision
did not create any absolute, independent and justiciable right to
shelter for children. There was no primary obligation on the State to
provide shelter for children in the care of their parents. The State
was only obliged to take measures within its available resources to
ensure the progressive realisation of the right to shelter. It is the
parents who have the primary obligation to ensure that their children
have adequate shelter. In the instant case, the children in question
were not in State care and had not been removed from their parents.
With
respect to Haydon Farm, the court observed that the appellants'
stay on the land had not been regularised and that the acquiring
authority had other plans for the land. Additionally, the appellants
could not demand alternative land as a precondition to vacating the
farm. The court could not compel the fourth respondent to allocate
land to the appellants. This was a function that was purely within
the domain of the State. The appellants could not insist on being
allocated land within an urban area.
According
to the court, the conduct of the respondents was in pursuit of the
legitimate aim of urban development and expansion of the City in a
planned and orderly fashion. There was a pressing social need for
urban housing and development. The forced eviction of the appellants
and others in their position was for the general public good and was
justified. However, to avoid their arbitrary eviction, the appellants
must be given the opportunity for genuine consultation and adequate
notice of the scheduled eviction in accordance with the due process
of law.
In
the event, the court held that the appellants had failed to show the
existence of a clear right for the interdictory relief that they
sought. The application was accordingly dismissed with no order as to
costs.
Grounds
of Appeal and Relief Sought
The
stated grounds of appeal in this matter are conspicuously repetitive.
Shorn of that obvious defect, they relate in essence to the
interpretation and application of sections 74 and 81 of the
Constitution. Section 74 codifies the freedom from arbitrary
eviction, while section 81 enshrines the rights of children.
With
respect to section 74, the appellants attack the judgment a
quo
for having failed to protect the appellants from arbitrary eviction
without due process and a valid court order.
As
regards section 81, the appellants asseverate the justiciability and
enforceability of the right to shelter in favour of children. The
judgment a
quo
is impugned for having failed to properly consider the scope and
extent of the State's obligations under section 81 insofar as
children in parental care are concerned.
The
relief craved by the appellants is threefold;
(i)
Firstly, they seek an interdict against the respondents from ejecting
the minor appellants from the informal settlement on Haydon Farm.
(ii)
Secondly, they seek a declarator to the effect that the right of
children to housing is justiciable and enforceable as an independent
right not dependent upon the general right to housing or shelter.
(iii)
Thirdly, the appellants seek substantive relief commanding the first
and fourth respondents to allocate serviced Stands and construct
minimum core houses on the informal settlement presently occupied by
the appellants. Alternatively, the first respondent is to be ordered
to provide alternative land on which it must allocate residential
Stands conforming to the same specifications.
Right
to Shelter under International Law and the Constitution
The
right to shelter is generally recognised both under international law
and municipal law, as a fundamental socio-economic right. The dearth
of adequate housing lies at the heart of the myriad deplorable
iniquities that bedevil societies generally, not only in developing
countries but also in the developed world. As has been observed in
several jurisdictions, the courts play a pivotal role in ensuring the
eradication of social inequalities and actualising socio-economic
rights, thereby promoting and advancing the attainment of social
justice. See People's
Union for Democratic Rights & Ors v
Union
of India & Ors
1983 (1) SCR 456; Soobramoney
v Minister
of Health (Kwazulu Natal)
1998 (1) SA 765 (CC).
In
the sphere of international law, there are two key instruments that
enshrine the rights of children and the concept of their best
interests. The first is the United Nations Convention on the Rights
of the Child (1989). The second is the African Charter on the Rights
and Welfare of the Child (1990).
Article
3(1) of the United Nations Convention stipulates that “the best
interests of the child shall be a primary consideration” in all
actions concerning children. By virtue of Article 3(2), “State
Parties undertake to ensure the child such protection and care as is
necessary for his or her wellbeing”, taking into account the rights
and duties of parents and legal guardians, “and, to this end, shall
take appropriate legislative and administrative measures”.
These
provisions are mirrored and reaffirmed in Article 4 of the African
Charter.
With
respect to the role of parents, Article 27(2) of the United Nations
Convention recognises that parents “have the primary responsibility
to secure, within their abilities and financial capabilities, the
conditions of living necessary for the child's development”.
Nevertheless, in terms of Article 27(3), States Parties are also
enjoined “in accordance with national conditions and within their
means” to “take appropriate measures to assist parents” and “in
case of need provide material assistance and support programmes,
particularly with regard to nutrition, clothing and housing”.
To
similar effect, Article 20 of the African Charter places the primary
obligation to implement children's rights on parents, but also
obligates the State to assist parents in that endeavour, with
particular reference to nutrition and housing.
Both
the United Nations Convention and the African Charter have been
ratified by Zimbabwe, the former on 11 September 1990 and the latter
on 19 January 1995. Consequently, by dint of section 46(1)(c) of the
Constitution, it is incumbent upon our courts to take them into
account in interpreting the Declaration of Rights entrenched in
Chapter 4 of the Constitution.
This
is reinforced by section 327(6) of the Constitution which dictates
the adoption of any reasonable interpretation of domestic legislation
that is consistent with any treaty or convention which is binding on
Zimbabwe, in preference to any alternative interpretation that is
inconsistent with that treaty or convention.
The
next question concerns the justiciability and enforceability of the
relevant rights dealt with by the court a
quo
and presently under scrutiny on appeal, i.e.
sections
19, 28, 74 and 81 of the Constitution.
Sections
19 and 28, which set out national objectives vis-à-vis
children and shelter respectively, are located in Chapter 2 of the
Constitution. Section 19(2)(b) enjoins the State to “adopt
reasonable policies and measures, within the limits of the resources
available to it, to ensure that children…….. have shelter and
basic nutrition, health care and social services”.
Section
28 calls upon the State and the Government to “take reasonable
legislative and other measures, within the limits of the resources
available to them, to enable every person to have access to adequate
shelter”.
In
my view, these provisions are essentially hortatory in nature, given
that they are qualified by the condition that they are to be realised
“within the limits of the resources available” to the State and
the Government. In this sense, they cannot be said to be strictly
justiciable and enforceable in themselves.
Nevertheless,
they are not to be regarded as being entirely superfluous and otiose
and therefore devoid of any legal significance whatsoever. They
remain interpretively relevant for the purpose of informing and
shaping the specific contours of the substantive rights enshrined
elsewhere in the Constitution. I shall revert to this aspect at a
later stage.
Chapter
4 of the Constitution sets out the Declaration of Rights, divided
into several Parts.
Part
1 deals with the application and interpretation of Chapter 4. Part 2
enumerates those rights that are considered to be fundamental rights
and freedoms. Part 3 elaborates certain rights and freedoms in
relation to their application to particular classes of people. Part 4
provides for the enforcement of fundamental human rights and
freedoms, while Part 5 delineates the limitation of those rights and
freedoms.
The
specific provisions that are germane for the purposes of this appeal
are sections 74 and 81.
Section
74 guarantees the freedom from arbitrary eviction and appears in Part
2 under the rubric of fundamental human rights and freedoms. Section
81 spells out the rights of children and appears in Part 3 relative
to the elaboration of certain rights.
Mr
Biti,
for the appellants, submits that the rights accorded by sections 74
and 81 are justiciable and enforceable. He relies in this respect on
section 44 of the Constitution which sets out the duty of the State,
every person and the Government at every level to “respect,
protect, promote and fulfil the rights and freedoms set out in
[Chapter 4]”.
Ms
Munyoro,
for the first and fourth respondents, adopts a curiously contentious
position grounded in the particular location of the provisions under
consideration. Sections 19 and 28, dealing with children and adequate
shelter, are to be found not in Chapter 4 but in Chapter 2 of the
Constitution. Chapter 2 relates to national objectives and
aspirations to be progressively attained according to available
resources. Additionally, section 81 is located in Part 3 rather than
Part 2 of Chapter 4. Consequently, so it is argued, sections 19, 28
and 81, taken together, cannot be interpreted to confer any
justiciable or enforceable right to shelter in favour of children.
Mr
Runganga,
for the second respondent, takes a similar stance premised on the
argument that first generation civil and political rights are
absolute and fully enforceable. However, second generation social and
economic rights, so he contends, are not absolute, justiciable or
enforceable.
I
am unable to find any merit whatsoever in the arguments propounded by
counsel for the respondents.
Both
sections 74 and 81 are located in Chapter 4 of the Constitution, the
former under Part 2 and the latter under Part 3 of that Chapter.
Clearly, there can be no argument about the justiciability and
enforceability of section 74.
As
regards section 81, the correct position relative to the application
of Part 3 is amply clarified by section 79 which provides as follows:
“(1)
This Part elaborates certain rights and freedoms to ensure greater
certainty as to the application of those rights and freedoms to
particular classes of people.
(2)
This Part must not be construed as limiting any right or freedom set
out in Part 2.”
The
objective underlying Part 3 of Chapter 4 is unequivocally clear. It
is to elaborate certain rights and freedoms so as to ensure greater
certainty in their application to particular classes, namely, women,
children, the elderly, the disabled and war veterans. The objective
is certainly not to dilute, diminish or devalue the rights that are
particularised in Part 3, but rather to fortify those rights by
elaborating and imbuing them with a greater measure of certitude.
It
follows, in my view, that the rights accorded to children under
sections 74 and 81 of the Constitution are not only justiciable but
also constitutionally enforceable.
Access
to Adequate Shelter or Housing
Section
28 of the Constitution, which appears in Chapter 2 under the broad
rubric of National Objectives, provides that:
“The
State and all institutions and agencies of Government at every level
must take reasonable
legislative and other measures,
within
the limits of the resources available to them,
to enable every person to have access to adequate shelter.” (My
emphasis)
It
is immediately apparent that the obligation imposed upon the State
and other governmental institutions and agencies to avail access to
adequate shelter is one that is to be fulfilled within the limits of
the resources available to them. This qualification is significant
but does not absolve the State of its administrative obligation to
take reasonable legislative and other measures to enable the populace
as a whole to have access to adequate shelter.
The
equivalent provision under the South African Constitution is
contained in section 26(1) which provides for a “right of access to
adequate housing”.
The
obvious distinction between this provision and our section 28 is
that, in addition to the obligation imposed upon the State, it also
confers a corresponding right to housing.
In
the leading case of Government
of the Republic of South Africa v
Grootboom
2001
(1) SA 46 (CC), it was observed that access to land, services and a
dwelling is also included in the right to access to adequate housing.
Additionally, the State, through legislative and other measures, must
create the conditions for access to adequate housing for people at
all economic levels of society (at para. 35). The obligation upon the
State is to achieve “the progressive realisation of this right”
by examining and lowering legal, administrative, operational and
financial hurdles over time. However, this does not deprive the
obligation of all meaningful content. The State remains bound to move
as expeditiously and effectively as possible towards the goal of full
realisation of the right, with full use of the maximum resources
available (at para. 45).
In
any event, as I have already intimated, the obligation imposed upon
the State in terms of our section 28 to adopt reasonable measures is
significantly qualified by the limits of available resources.
As
was explained in Grootboom,
supra,
at para. 46:
“……..
the
obligation to take the requisite measures is that the obligation does
not require the State to do more than its available resources permit.
This means that both the content of the obligation in relation to the
rate at which it is achieved as well as the reasonableness of the
measures employed to achieve the result are governed by the
availability of resources.
Section 26 does not expect more of the State than is achievable
within its available resources. ……...
There
is a balance between goal and means. The measures must be calculated
to attain the goal expeditiously and effectively but the
availability of resources is an important factor in determining what
is reasonable.”
I
shall revert to the question of reasonableness later in this judgment
in the context of the right to shelter in the particular
circumstances of this case.
Protection
against Arbitrary Eviction
Section
74 of the Constitution guarantees the freedom from arbitrary eviction
and stipulates that:
“No
person may be evicted from their home, or have their home demolished,
without an order of court made after considering all the relevant
circumstances.”
Commenting
on the South African equivalent, i.e.
section 26(3), which is ad
idem
with our section 74, Currie & De Waal: The
Bill of Rights Handbook
(6th
ed. 2013), at p. 586, summarise this provision as follows:
“The
general right of access to housing can be negatively enforced against
improper invasion in the form of arbitrary evictions. Section 26(3)
puts the matter beyond doubt by expressly entrenching a conventional
negative right, unqualified by considerations relating to the State's
available resources, against arbitrary evictions and demolitions.”
Within
the broader context of housing rights generally, the learned authors,
at p. 586, observe that:
“……..
mass eviction is a retrogressive step on the road to the promotion of
the right of access to adequate housing and needs to be justified,
not just on its own terms as an eviction, but also within the bigger
picture of progressive housing delivery.”
The
meaning of the word “home”, as used in section 74, is to be very
broadly construed.
The
word embraces both permanent and temporary places of abode as well as
shacks and informal dwellings. It has also been conceptually defined
to mean a shelter against the elements providing some of the comforts
of life with some degree of permanence. See Ross
v South
Peninsula Municipality
2001 (1) SA 589 (C); Port
Elizabeth Municipality
v Various
Occupiers
2005 (1) SA 217 (CC), at 228; Currie & De Waal, op.
cit.
at p. 587; City
of Harare
v Mukunguretsi
& Ors
SC 46-18, at p. 6; Zuze
v Trustees
of Mlambo & Anor
SC 69-19, at p. 14.
In
Zuze's
case, supra,
at pp. 14-15, this Court elaborated the essential elements of the
freedom from arbitrary eviction and demolition under section 74:
“The
essential elements of the protection afforded by section 74 are
twofold.
The
first is that no person may be evicted from his home or have his home
demolished 'without an order of court'. This is a basic
procedural requirement to ensure that the law is followed in
conformity with due process. This was underscored in the City
of Harare
case (supra),
at paras. 12 & 15, as a prerequisite to the lawful demolition of
the respondents' homes.…….. .
The
second element relates to the possible arbitrariness of an eviction
and necessitates that the court seized with the matter must consider
'all the relevant circumstances' before it grants an order of
eviction or demolition.
With
respect to the South African equivalent of our section 74, i.e.
section 26, the provision has been construed to confer not only a
procedural right but also a substantive benefit to include the issue
of whether or not the prospective evictee has access to alternative
housing.”
As
regards what constitutes “all the relevant circumstances” for the
purposes of section 74, the Court took the view that the legality or
otherwise of occupation by the potential evictee was immaterial and
did not detract from the scope and extent of the protection afforded
by the section. It was held, at p. 16:
“In
the final analysis, what is required in considering all the relevant
circumstances is a balancing exercise between the rights and
interests of all the parties involved in or affected by the eviction
dispute.
In
the instant case, the relevant circumstances are relatively clear.
The appellant was a bona
fide
occupier who was not aware that the subdivision that he occupied was
illegal. He had been residing on the land in question for almost nine
years. What is not apparent from the record is whether he had
suitable alternative accommodation or land to occupy consequent upon
his eviction from the property.
What
emerges from the foregoing factual conspectus is that the appellant
had a direct and substantial interest in the matter notwithstanding
that his occupation of the property might have been illegal. In terms
of section 74 of the Constitution, he had a procedural right to be
heard apropos
all the relevant circumstances pertaining to his occupation of the
property.”
The
relative immateriality of the applicant's illegal occupation was
further underscored, at pp. 18-19:
“There
is no doubt that the appellant has no substantive real rights in the
property in question. Nevertheless, although section 74 of the
Constitution does not confer any substantive real rights, it operates
to guarantee the procedural rights that I have elaborated above on
any person who stands to be evicted from his home. Moreover, the
ambit of the protection accorded by section 74 is not confined to
strictly legal occupants of land or property. Having regard to the
plain and ordinary connotation of a 'home', that protection
extends as well to unlawful occupiers of any property that can be
characterised as constituting a home.”
In
my view, the privacy and sanctity of one's domestic space, and the
potential trauma of being forcibly or involuntarily ejected from
one's home, cannot in any situation be over-emphasised.
As
was recognised in the Port
Elizabeth Municipality
case, supra,
at para. 17:
“Section
26(3) evinces special constitutional regard for a person's place of
abode. It acknowledges that a home is more than just a shelter from
the elements. It is a zone of personal intimacy and family security.
Often it will be the only relatively secure space of privacy and
tranquillity in what (for poor people in particular) is a turbulent
and hostile world. Forced removal is a shock for any family, the more
so for one that has established itself on a site that has become its
familiar habitat.
As
the United Nations Housing Rights Programme report points out:
'To
live in a place, and to have established one's own personal habitat
with peace, security and dignity, should be considered neither a
luxury, a privilege nor purely the good fortune of those who can
afford a decent home. Rather, the requisite imperative of housing for
personal security, privacy, health, safety, protection from the
elements and many other attributes of a shared humanity, has led the
international community to recognize adequate housing as a basic and
fundamental human right.'”
In
any event, it is salutary to point out that section 74 does not
preclude eviction generally and clearly acknowledges the possibility
of informal settlers being evicted under due process, even if this
results in the loss of their home. However, this does not mean that
homelessness should invariably and immediately eventuate in all
cases.
The
private landowner of property that is occupied by illegal settlers
may have to be patient in the course of eviction. By the same token,
the State or relevant local authority may have to take the requisite
measures, within their available resources, to avert or mitigate the
spectre of homelessness. Such limitations upon the rights of private
landowners and the imposition of correlative obligations upon the
State and local authorities may be warranted in the interests of
justice and equity and dictated by the prevailing circumstances.
The
aforegoing considerations were aptly highlighted in City
of Johannesburg Metropolitan Municipality
v Blue
Moonlight Properties 39 (Pty) Ltd
2012 (2) SA 104 (CC), at paras. 40 & 100:
“It
could reasonably be expected that when land is purchased for
commercial purposes the owner, who is aware of the presence of
occupiers over a long time, must consider the possibility of having
to endure the occupation for some time. Of course a property owner
cannot be expected to provide free housing for the homeless on its
property for an indefinite period. But in certain circumstances an
owner may have to be somewhat patient, and accept that the right to
occupation may be temporarily restricted, as Blue Moonlight's
situation in this case has already illustrated. An owner's right to
use and enjoy property at common law can be limited in the process of
the justice and equity enquiry…….. .” [para. 40]
“The
relief sought in the Occupiers' cross-appeal must therefore be
considered in order not to render them homeless. The date of eviction
must be linked to a date on which the City has to provide
accommodation. Requiring the City to provide accommodation 14 days
before the date of eviction will allow the Occupiers some time and
space to be assured that the order to provide them with accommodation
was complied with and to make suitable arrangements for their
relocation. Although Blue Moonlight cannot be expected to be burdened
with providing accommodation to the Occupiers indefinitely, a degree
of patience should be reasonably expected of it and the City must be
given a reasonable time to comply. The date should not follow too
soon after the date of the judgment.” [para. 100]
The
same considerations were further elaborated in City
of Johannesburg
v Changing
Tides 74 (Pty) Ltd
2012 (6) SA 294 (SCA), at para. 25:
“Reverting
then to the relationship between sections 4(7) and (8), the position
can be summarised as follows.
A
court hearing an application for eviction at the instance of a
private person or body, owing no obligations to provide housing or
achieve the gradual realisation of the right of access to housing in
terms of section 26(1) of the Constitution, is faced with two
separate enquiries.
(i)
First it must decide whether it is just and equitable to grant an
eviction order having regard to all relevant factors. Under section
4(7) those factors include the availability of alternative land or
accommodation. The weight to be attached to that factor must be
assessed in the light of the property owner's protected rights
under section 25 of the Constitution, and on the footing that a
limitation of those rights in favour of the occupiers will ordinarily
be limited in duration. Once the court decides that there is no
defence to the claim for eviction and that it would be just and
equitable to grant an eviction order it is obliged to grant that
order. Before doing so, however, it must consider what justice and
equity demands in relation to the date of implementation of that
order and it must consider what conditions must be attached to that
order.
(ii)
In that second enquiry it must consider the impact of an eviction
order on the occupiers and whether they may be rendered homeless
thereby or need emergency assistance to relocate elsewhere.
The
order that it grants as a result of these two discrete enquiries is a
single order. Accordingly it cannot be granted until both enquiries
have been undertaken and the conclusion reached that the grant of an
eviction order, effective from a specified date, is just and
equitable. Nor can the enquiry be concluded until the court is
satisfied that it is in possession of all the information necessary
to make both findings based on justice and equity.”
Ejection
without Due Process or Court Order
Reverting
to the situation in
casu,
the essence of the appellants' complaint in the first ground of
appeal is that the court a
quo
failed to find that the respondents could not eject the appellants
without due process and without a valid court order. This ground was
not specifically motivated in argument before this Court but was not
abandoned and therefore remains to be dealt with and determined.
In
its judgment, the court a
quo
was evidently alive to the need to prevent the arbitrary eviction of
the appellants. The learned judge opined that “the applicants and
their children must be given an opportunity for genuine consultation.
Adequate notice to all those affected of the scheduled eviction,
information on the proposed evictions and the alternative purpose for
which the land is required must be given”. He proceeded to find
that “notice of the proposed eviction must be given within a
reasonable time. The evictions must be supervised and should not be
done in the terror of night. The respondents may not evict the
applicants without due process of law”.
In
any event, the court declined to grant the interdictory relief sought
barring the respondents from ejecting the appellants from the
informal settlement situated on Haydon Farm.
It
should be borne in mind that the application before the court a
quo
was for a declarator and consequential relief having regard to the
particular circumstances of the appellants' occupation of Haydon
Farm. They had been given some unspecified form of notice to vacate
the farm and were required to move out to enable the third respondent
to carry out the construction of houses on the land. However, what
was before the court was not an actual application for eviction or a
counter-application to resist any claim for eviction. Thus, the court
was not called upon to consider all the relevant circumstances or
whether or not the requirements of due process had been complied
with, for the specific purpose of granting or declining an eviction
order.
The
criteria and considerations that I have delineated above vis-à-vis
section 74 of the Constitution would only have been relevant in
evaluating the right to shelter that was claimed by the appellants in
terms of section 81(1)(f) of the Constitution. This is a somewhat
different inquiry and one that I shall address in that larger context
later in this judgment.
In
any event, it is indisputably clear that there was no application for
eviction before the court a
quo.
The court was not called upon to evict the appellants at the behest
of the respondents or anyone else. What it did was to deal with the
specific application before it and to decline the declaratory and
interdictory relief that was sought by the appellants. Nevertheless,
in so doing, it explicitly found that the appellants must be given
adequate notice of the proposed eviction and that any such eviction
must be duly supervised. More emphatically, it also found in
unequivocal terms that the respondents could not evict the appellants
“without due process of law” and therefore, by necessary
implication, without a valid court order.
It
follows that the first ground of appeal in
casu
is entirely misconceived and misplaced. It must accordingly be
dismissed.
Right
of Children to Shelter
Section
81 elaborates the particular rights of children. In the portions that
are relevant for present purposes, it declares that:
“(1)
Every child, that is to say every boy and girl under the age of
eighteen years, has the right —
(a)……..;
(b)……..;
(c)……..;
(d)
to family or parental care, or to appropriate care when removed from
the family environment;
(e)……..;
(f)
to education, health care services, nutrition and shelter;
(g)……..;
(h)……..;
and
(i)……...
(2)
A child's best interests are paramount in every matter concerning
the child.
(3)
Children are entitled to adequate protection by the courts, in
particular by the High Court as their upper guardian.”
Mr
Biti
submits that section 81 of the Constitution is distinguishable from
certain other rights incorporated in the Declaration of Rights. In
particular, environmental rights (section 73), the right to education
(section 75), the right to health care (section 76) and the right to
food and water (section 77) are all qualified by the injunction to
achieve their progressive realisation within the limits of the
resources available to the State. In contrast, the rights of children
entrenched in section 81 are not so qualified. They are only subject
to the limitations codified in section 86 of the Constitution. They
must therefore be regarded as standing on their own. Furthermore, so
he submits, section 81(1)(f) applies to every child irrespective of
the primary parental obligation. The State is obligated to provide
for the child, especially where the parents concerned are indigent.
Ms
Munyoro
does not take any issue with these submissions. She also accepts that
section 81 applies whether the child in question is under parental
care or is institutionalised under State care. However, she contends
that there is no obligation on the State to provide for any child
under parental care. Consequently, so she submits, the primary
obligation to provide shelter lies on the parents of the child
concerned. She further relies upon the Grootboom
case, supra,
for the proposition that there is no primary obligation on the State
to provide shelter. The equivalent provision in the South African
Constitution, i.e.
section 28(1)(c), is identical to our section 81(1)(f) and,
therefore, the decision in Grootboom
should not be distinguished or departed from.
Mr
Runganga
agrees with these submissions and adds that section 81(1)(f) only
obliges the State to step in where children have not been provided
for by the parents and have been institutionalised.
In
the South African context, Currie & De Waal, op.
cit.,
at p. 610, opine that the textual differences between section
28(1)(c) and sections 26 and 27 (relating to the provision of
housing, health care, food, water and social security for everyone)
would support the interpretation that section 28(1)(c) was intended:
“to
impose a direct duty on the State to ensure that children must have
their socio-economic rights met immediately, and that budgetary
arguments cannot account for failure on the part of Government.”
This
interpretation is bolstered by the decision in Governing
Body of the Juma Masjid Primary School
v Essay
N.O.
2011 (8) BCLR 761 (CC). In that case, the court highlighted the
distinctive features of the right to a basic education from the right
to further education under section 29 of the South African
Constitution, at para. 37, as follows:
“It
is important, for the purpose of this judgment, to understand the
nature of the right to 'a basic education' under section
29(1)(a). Unlike some of the other socio- economic rights, this right
is immediately realisable. There is no internal limitation requiring
that the right be 'progressively realised' within 'available
resources' subject to 'reasonable legislative measures'. The
right to a basic education in section 29(1)(a) may be limited only in
terms of a law of general application which is 'reasonable and
justifiable in an open and democratic society based on human
dignity, equality and freedom'. This right is therefore distinct
from the right to 'further education' provided for in section
29(1)(b). The State is, in terms of that right, obliged, through
reasonable measures, to make further education 'progressively
available and accessible'.”
As
regards the decision in the Grootboom
case, supra,
Currie & De Waal, op.
cit.,
at p. 611, observe that the effect of that decision vis-à-vis
children's socio-economic rights, such as the right to housing,
“underwent a positive adjustment in the TAC
case”.
In
that case, Minister
of Health
v Treatment
Action Campaign
2002 (5) SA 721 (CC), the court dealt with access to treatment to
avoid mother-to-child transmission of HIV/AIDS in the context of
children born in public hospitals to indigent mothers. The court was
called upon to interpret sections 28(1)(b) and 28(1)(c) of the South
African Constitution, the equivalent of our sections 81(1)(d) and
81(1)(f), apropos
the provision of basic health care services by the State and/or by
parents and the family.
The
court recalled its earlier judgment in Grootboom,
where it was held that paras. (b) and (c) of section 28(1) must be
read together so that “a child has the right to family or parental
care in the first place, and the right to alternative appropriate
care only where that is lacking”. The court then proceeded to
qualify its earlier decision insofar as concerns the position of
children born to indigent mothers who could not afford to pay for
basic health care services. The obligations of the State in that
particular situation were underscored and articulated, at paras.
76-79, as follows:
“Counsel
for the Government, relying on these passages in the Grootboom
judgment, submitted that section 28(1)(c) imposes an obligation on
the parents of the newborn child, and not the State, to provide the
child with the required basic health care services.
While
the primary obligation to provide basic health care services no doubt
rests on those parents who can afford to pay for such services, it
was made clear in Grootboom
that '[t]his does not mean. . . that the State incurs no obligation
in relation to children who are being cared for by their parents or
families.'
The
provision of a single dose of nevirapine to mother and child for the
purpose of protecting the child against the transmission of HIV is,
as far as the children are concerned, essential. Their needs are
'most urgent' and their inability to have access to nevirapine
profoundly affects their ability to enjoy all rights to which they
are entitled. Their rights are 'most in peril' as a result of the
policy that has been adopted and are most affected by a rigid and
inflexible policy that excludes them from having access to
nevirapine.
The
State is obliged to ensure that children are accorded the protection
contemplated by section 28
that
arises when the implementation of the right to parental or family
care is lacking.
Here
we are concerned with children born in public hospitals and clinics
to mothers who are for the most part indigent and unable to gain
access to private medical treatment which is beyond their means. They
and their children are in the main dependent upon the State to make
health care services available to them.”
It
is axiomatic that the Constitution must be interpreted in an holistic
and seamless fashion. Each provision is to be interpreted, without
doing violence to the actual language used, in a manner that is
consistent and accords with every other relevant provision, so as to
achieve the underlying purpose of those provisions. They must be
construed as being mutually complementary rather than as being
contradictory to one another. In short, the Constitution must be
construed as a unified whole.
Reverting
to section 81(1) of our Constitution, I am persuaded to adopt the
more purposive approach to the interrelationship between paras. (d)
and (f) of section 81(1). I do not think that those paragraphs must
necessarily be read so that para. (f) is construed as being
subordinated to or diminished by para. (d). In other words, the
obligation of the State to provide shelter to children in need in
terms of section 81(1)(f) is not contingent upon the absence of
parental care or other appropriate care under section 81(1)(d). The
obligation of the State in this respect is not negated or diluted by
the primary duty of care ordinarily imposed upon parents.
In
most situations where socio-economic normalcy is possible, where
children are living with their parents, the parental duty of care
must predominate so as to proportionately reduce the State's
correlative obligations. However, where the parents themselves are
financially or otherwise incapacitated from fulfilling their parental
obligations, it then becomes incumbent upon the State to intervene
and carry out its own obligation to ensure that the children's
welfare is adequately addressed and safeguarded.
In
my view, this interpretation is entirely concordant with the ultimate
objective of section 81, viz.
to secure the best interests of the child.
To
conclude on this aspect, the primary duty of care reposed with
parents in respect of their own children does not operate to
absolutely absolve the State of its underlying obligation of care
towards those children.
Best
Interests of the Child
By
virtue of section 81(2) of the Constitution, the best interests of
the child are paramount in every matter concerning the child. With
reference to the equivalent section 28(2) in the South African
Constitution, Currie and De Waal, op.
cit.,
at p. 620, make the point that this provision constitutes “a right,
and not merely a guiding principle” and “in addition to being a
self-standing right it also strengthens other rights”.
In
this connection, the learned authors cite the case of Minister
of Welfare and Population Development
v Fitzpatrick
2000 (3) SA 422 (CC), at paras. 17 & 18:
“Section
28(1) is not exhaustive of children's rights. Section 28(2)
requires that a child's best interests have paramount importance in
every matter concerning the child. The plain meaning of the words
clearly indicates that the reach of section 28(2) cannot be limited
to the rights enumerated in section 28(1) and section 28(2) must be
interpreted to extend beyond those provisions. It creates a right
that is independent of those specified in section 28(1). …….. .
……...
However, the 'best interests' standard appropriately has never
been given exhaustive content in either South African law or in
comparative international or foreign law. It is necessary that the
standard should be flexible as individual circumstances will
determine which factors secure the best interests of a particular
child.”
While
the best interests of the child must be treated as being paramount,
they do not necessarily override other rights entrenched in the
Declaration of Rights. This important rider was emphasised in De
Reuk
v Director
of Public Prosecutions (Witswatersrand Local Division)
2004 (1) SA 406 (CC), at para. 55:
“In
the High Court judgment, the view is expressed that persons who
possess materials that create a reasonable risk of harm to children
forfeit the protection of the freedom of expression and privacy
rights altogether, and that section 28(2) of the Constitution
'trumps' other provisions of the Bill of Rights.
I
do not agree.
This
would be alien to the approach adopted by this Court that
constitutional rights are mutually interrelated and interdependent
and form a single constitutional value system. This Court has held
that section 28(2), like the other rights enshrined in the Bill of
Rights, is subject to limitations that are reasonable and justifiable
in compliance with section 36.”
The
same qualified approach was adopted in Centre
for Child Law
v Minister
of Justice and Constitutional Development
2009 (6) SA 632 (CC), at para. 29:
“……...
The constitutional injunction that '[a] child's best interests
are of paramount importance in every matter concerning the child'
does not preclude sending child offenders to jail. It means that the
child's interests are 'more important than anything else', but
not that everything else is unimportant: the entire spectrum of
considerations relating to the child offender, the offence and the
interests of society may require incarceration as the last resort of
punishment.”
It
is also necessary to bear in mind that the paramountcy principle
itself is not self-defining but generally indeterminate. It must
perforce take colour from and be informed by the particular
circumstances of each case, having regard to those factors that will
effectively secure the best interests of the child. The intrinsic
flexibility of the “best interests” provision was ably
articulated in the case of State
v
M
2008 (3) SA 232 (CC), at paras. 23 & 24:
“Once
more one notes that the very expansiveness of the paramountcy
principle creates the risk of appearing to promise everything in
general while actually delivering little in particular. Thus, the
concept of 'the best interests' has been attacked as inherently
indeterminate, providing little guidance to those given the task of
applying it.……...
These
problems cannot be denied. Yet this Court has recognised that it is
precisely the contextual nature and inherent flexibility of section
28 that constitutes the source of its strength. ……...
Viewed
in this light, indeterminacy of outcome is not a weakness. A truly
principled child-centred approach requires a close and individualised
examination of the precise real-life situation of the particular
child involved. To apply a pre-determined formula for the sake of
certainty, irrespective of the circumstances, would in fact be
contrary to the best interests of the child concerned.”
The
decision in State
v M
also highlights the point that the paramountcy principle, although
seemingly emphatic and unfettered, is not absolute but subject to
reasonable limitation. As was appositely observed, at paras. 25 &
26:
“A
more difficult problem is to establish an appropriate operational
thrust for the paramountcy principle. The word 'paramount' is
emphatic.
Coupled
with the far-reaching phrase 'in every matter concerning the
child', and taken literally, it would cover virtually all laws and
all forms of public action, since very few measures would not have a
direct or indirect impact on children, and thereby concern them.
Similarly, a vast range of private actions will have some
consequences for children.
This
cannot mean that the direct or indirect impact of a measure or action
on children must in all cases oust or override all other
considerations. If the paramountcy principle is spread too thin it
risks being transformed from an effective instrument of child
protection into an empty rhetorical phrase of weak application,
thereby defeating rather than promoting the objective of section
28(2).
The
problem, then, is how to apply the paramountcy principle in a
meaningful way without unduly obliterating other valuable and
constitutionally-protected interests.
This
Court, far from holding that section 28 acts as an overbearing and
unrealistic trump of other rights, has declared that the best
interests injunction is capable of limitation.……... Accordingly,
the fact that the best interests of the child are paramount does not
mean that they are absolute. Like all rights in the Bill of Rights
their operation has to take account of their relationship to other
rights, which might require that their ambit be limited.”
Reasonable
Limitations and Reasonable Measures
Section
86 of our Constitution prescribes the manner in and extent to which
fundamental human rights and freedoms may be subjected to limitation
or derogated from. Section 86(1) stipulates that rights and freedoms
“must be exercised reasonably and with due regard for the rights
and freedoms of other persons”.
Section
86(2) states that rights and freedoms “may be limited only in terms
of a law of general application and to the extent that the limitation
is fair, reasonable, necessary and justifiable in a democratic
society”. Section 86(2) also delineates the relevant factors that
are to be taken into account in determining the fairness,
reasonableness, necessity and justifiability of any such limitation.
The list of these relevant factors is not exhaustive.
Additionally,
section 86(3) enumerates those rights enshrined in Chapter 4 that may
not be limited by any law or violated by any person. The right of
access to housing or shelter is not specifically included in the
rights so enumerated.
Mr
Biti,
relying on the Grootboom
case, supra,
submits that socio-economic rights generally are justiciable and that
the State must formulate and implement reasonable policies and
programmes to achieve those rights in accordance with section 19 of
the Constitution.
The
response of the State in
casu
is to deny its obligations and its attitude is cavalier and
unacceptable. It has simply asked the appellants “to join the queue
for land” even though they have been settled on Haydon Farm since
2000 in tandem with the Land Reform Programme.
The
draft order prayed for by the appellants is designed to achieve the
progressive realisation of the appellants' right to shelter.
Ms
Munyoro
contends that the appellants are not entitled to the relief that they
seek. They are illegal settlers and their actions cannot be
sanitised. They should, like any other citizen seeking shelter, apply
to the relevant authorities to be allotted other land for their
settlement. She further argues that, if the appellants are poor and
cannot provide shelter for themselves, the children will be
institutionalised and the State will take over and provide for their
welfare.
When
questioned by the Court, Ms Munyoro
reluctantly conceded that it would be preferable to leave children
with their parents as this option would be more practicable and less
costly for the State. Mr Biti,
in his replying submissions, also agreed that children should not be
taken away from their family and parents and that it would clearly be
more expensive for the State to institutionalise children.
Furthermore, to remove children from their family would be socially
damaging and give rise to their proclivity towards crime and
violence.
Section
25 of the Constitution enjoins the State and its institutions and
agencies, inter
alia,
“to protect and foster the institution of the family”.
The
National Objectives pertaining to children are captured in section 19
of the Constitution. In particular, section 19(1) calls upon the
State to “adopt policies and measures to ensure that, in matters
relating to children, the best interests of the children are
paramount”. More specifically, section 19(2)(b) requires the State
to “adopt reasonable policies and measures, within the limits of
the resources available to it, to ensure that children…….. have
shelter and basic nutrition, health care and social services”.
The
obligation of the State to adopt reasonable policies and measures
subject to the limitation of available resources, was extensively
canvassed in the Grootboom
case, supra,
in considering the right of access to adequate housing. It is
instructive to highlight the principal observations of the court in
that case, at paras. 41-44:
“The
measures must establish a coherent public housing programme directed
towards the progressive realisation of the right of access to
adequate housing within the State's available means. The programme
must be capable of facilitating the realisation of the right. The
precise contours
and content of the measures to be adopted are primarily a matter for
the legislature and the executive. They must, however, ensure that
the measures they adopt are reasonable.……...
It
is necessary to recognise that a wide range of possible measures
could be adopted by the State to meet its obligations. Many of these
would meet the requirement of reasonableness. Once it is shown that
the measures do so, this requirement is met.
The
State is required to take reasonable legislative and other measures.
Legislative measures by themselves are not likely to constitute
constitutional compliance. Mere legislation is not enough. The State
is obliged to act to achieve the intended result, and the legislative
measures will invariably have to be supported by appropriate,
well-directed policies and programmes implemented by the
executive.……...
An
otherwise reasonable programme that is not implemented reasonably
will not constitute compliance with the State's obligations.
In
determining whether a set of measures is reasonable, it will be
necessary to consider housing problems in their social, economic and
historical context and to consider the capacity of institutions
responsible for implementing the programme. The programme must be
balanced and flexible and make appropriate provision for attention to
housing crises and to short, medium and long term needs. A programme
that excludes a significant segment of society cannot be said to be
reasonable. Conditions do not remain static and therefore the
programme will require continuous review.
……...
To be reasonable, measures cannot leave out of account the degree and
extent of the denial of the right they endeavour to realise. Those
whose needs are the most urgent and whose ability to enjoy all
rights therefore is most in peril, must not be ignored by the
measures aimed at achieving realisation of the right. It may not be
sufficient to meet the test of reasonableness to show that the
measures are capable of achieving a statistical advance in the
realisation of the right.
Furthermore,
the Constitution requires that everyone must be treated with care and
concern. If the measures, though statistically successful, fail to
respond to the needs of those most desperate, they may not pass the
test.”
The
court proceeded to examine the reasonableness of the measures adopted
by the State. It noted that the housing programme in question was not
haphazard but represented a systematic response to a pressing social
need by seeking to build a large number of houses for those in need
of better housing. Furthermore, appropriate legislative measures had
been undertaken at both the national and provincial levels, through
the Housing Act, so as to produce a workable legislative framework
for the delivery of houses nationally [paras. 54 & 55].
Nevertheless,
the court questioned and found lacking the adequacy of the national
housing programme in relation to those in desperate need of shelter.
The sentiments of the court, at paras. 56-69, are particularly
germane to the circumstances in
casu:
“This
Court must decide whether the nationwide housing programme is
sufficiently flexible to respond to those in desperate need in our
society and to cater appropriately for immediate and short-term
requirements. This must be done in the context of the scope of the
housing problem that must be addressed.……...” [para. 56]
“Section
26 requires that the legislative and other measures adopted by the
State are reasonable. To determine whether the nationwide housing
programme as applied in the Cape Metro is reasonable within the
meaning of the section, one must consider whether the absence of a
component catering for those in desperate need is reasonable in the
circumstances.……...” [para. 63]
“……...
The housing development policy as set out in the Act is in itself
laudable. It has medium and long term objectives that cannot be
criticised. But the question is whether a housing programme that
leaves out of account the immediate amelioration of the circumstances
of those in crisis can meet the test of reasonableness established by
the section.” [para. 64]
“……...
The desperate will be consigned to their fate for the foreseeable
future unless some temporary measures exist as an integral part of
the nationwide housing programme. Housing authorities are
understandably unable to say when housing will become available to
these desperate people. The result is that people in desperate need
are left without any form of assistance with no end in sight.…...”
[para. 65]
“……...
The nationwide housing programme falls short of obligations imposed
upon national Government to the extent that it fails to recognise
that the State must provide for relief for those in desperate need.
They are not to be ignored in the interests of an overall programme
focused on medium and long-term objectives.……...” [para. 66]
“In
conclusion it has been established in this case that as of the date
of the launch of this application, the State was not meeting the
obligation imposed upon it by section 26(2) of the Constitution in
the area of the Cape Metro. In particular, the programmes adopted by
the State fell short of the requirements of section 26(2) in that no
provision was made for relief to the categories of people in
desperate need identified earlier.……...” [para. 69]
The
related question that arises in the context of the broader
realisation of the right to housing is whether it is always
unreasonable to order the eviction and relocation of persons, even if
this would entail their temporary or short-term homelessness.
Approximately
nine years after Grootboom,
in the case of Residents
of Joe Slovo Community, Western Cape
v Thubelisha
Homes
2010 (3) SA 454 (CC), this question was answered in the negative. It
was held, at paras. 115 & 116:
“The
applicants are being evicted and relocated in order to facilitate
housing development. In the circumstances their eviction constitutes
a measure to ensure the progressive realisation of the right to
housing within the meaning of section 26(2) of the Constitution.……...
Eviction
is a reasonable measure to facilitate the housing development
programme. In addition, all the factors discussed in relation to the
question whether it is just and equitable to grant the eviction order
also justify a conclusion that the eviction is, in the circumstances,
reasonable.”
This
decision brings to the fore the perennial tension between the rights
of the community at large and those of its less privileged segments.
While
it is always desirable to reconcile and accommodate the interests of
all sections of the community, this may not always be realistic or
practicable. Each unique situation must be considered on its own
peculiarities and subjected to the governing test of reasonableness,
regarded as between groups or individuals and as between the State
and its citizens. Ultimately, the criterion of flexibility in
balancing competing interests comes into play so as to determine
whether or not it is just and equitable to order the eviction of the
persons concerned in all the relevant circumstances of the case.
Appropriate
Relief
In
the particular context of eviction, I have already observed that the
eviction of people living in informal settlements may take place,
even if this results in the loss of their homes. See the Port
Elizabeth Municipality
case, supra,
at para. 21. Nevertheless, it remains imperative in that situation
that eviction and relocation should take place in conformity with
justice and equity. This was emphasised in the Joe
Slovo Community
case, supra,
at para. 114:
“I
have come to the conclusion that, provided that the order for the
eviction and relocation of the applicants makes appropriate provision
for the safe, dignified and humane relocation of all the people
involved, the eviction and relocation of the applicants will be in
accordance with justice and equity. I would propose an order that
would, as far as possible, achieve this.”
Section
175(6)(b) of our Constitution empowers every court, “when deciding
a constitutional matter within its jurisdiction”, to “make any
order that is just and equitable”.
In
framing an appropriate order that is just and equitable, the courts
are at large to take into account all the relevant circumstances of
the case, including the nature of the right infringed and the nature
of the infringement. Moreover, whilst being attuned and sensitive to
the doctrine of separation of powers, they should be astute not to be
unduly constrained or intimidated by considerations of Governmental
policy.
This
was emphatically spelt out in the Treatment
Action Campaign
case, supra,
at paras. 98-112:
“This
Court has made it clear on more than one occasion that although there
are no bright lines that separate the roles of the legislature, the
executive and the courts from one another, there are certain matters
that are pre-eminently within the domain of one or other of the arms
of Government and not the others.
All
arms of Government should be sensitive to and respect this
separation. This does not mean, however, that courts cannot or should
not make orders that have an impact on policy.” [para. 98]
“……...
Where State policy is challenged as inconsistent with the
Constitution, courts have to consider whether in formulating and
implementing such policy the State has given effect to its
constitutional obligations. If it should hold in any given case that
the State has failed to do so, it is obliged by the Constitution to
say so. In so far as that constitutes an intrusion into the domain of
the executive, that is an intrusion mandated by the Constitution
itself.……...
Even
simple declaratory orders against Government or organs of State can
affect their policy and may well have budgetary implications.
Government is constitutionally bound to give effect to such orders
whether or not they affect its policy and has to find the resources
to do so.……...” [para. 99]
“……...
Section 38 of the Constitution contemplates that where it is
established that a right in the Bill of Rights has been infringed a
court will grant 'appropriate relief'. It has wide powers to do
so and in addition to the declaration that it is obliged to make in
terms of section 172(1)(a) a court may also 'make any order that is
just and equitable'.” [para. 101]
“We
thus reject the argument that the only power that this Court has in
the present case is to issue a declaratory order. Where a breach of
any right has taken place, including a socio-economic
right, a court is under a duty to ensure that effective relief is
granted. The nature of the right infringed and the nature of the
infringement will provide guidance as to the appropriate relief in a
particular case. Where necessary this may include both the issuing of
a mandamus and the exercise of supervisory jurisdiction.”
[para.106]
“What
this brief survey makes clear is that in none of the jurisdictions
surveyed is there any suggestion that the granting of injunctive
relief breaches the separation of powers. The various courts adopt
different attitudes to when such remedies should be granted, but all
accept that within the separation of powers they have the power to
make use of such remedies – particularly when the State's
obligations are not performed diligently and without delay.” [para.
112]
Analysis
of Judgment A
Quo
It
is necessary to set out the approach adopted by the court a
quo
in its interpretation of section 81(1)(f) of the Constitution and its
application to the circumstances before the court. The learned judge
held as follows:
“Section
81(1)(f) creates the right to shelter but does not create an
absolute, independent and separate justiciable right to shelter for
children. Section 81(1)(f) does not place a primary obligation on the
State and its agents to provide shelter to children who are in the
care of their parents on demand.……..
The
State is obliged to take reasonable legislative and other measures
within the resources available to it to ensure progressive
realisation of the right and ensure that children enjoy parental
care.……... The parents have a primary obligation to ensure that
their children have shelter. The children are not in the care of the
State nor have they been removed from their parents. These children
are different from those who are in the care of State institutions
who are the primary responsibility of the State and hence there is
no primary obligation on the State to provide them with shelter.
All
the State is required to do is to create an enabling environment by
putting in place a legislative framework and other measures for
parents to ensure that they are able to provide their children with
shelter. Section 81(1)(f) does not create an absolute right to
shelter for children.”
The
gravamen of these findings is twofold.
(a)
The first is the proposition that section 81(1)(f) of the
Constitution does create a right of shelter for children but not one
that is absolute, independent and justiciable and, by implication,
not one that is legally enforceable.
(b)
The second is the conclusion that section 81(1)f) does not place any
primary obligation on the State to provide shelter for children who
are in the care of their parents. In that situation, the State is
enjoined to take reasonable legislative and other measures which are
to be progressively realised, so as to enable parents to provide
their children with shelter.
I
take the view, with great respect, that the first proposition is
contradictory and questionable, albeit not in its entirety, and that
the second cannot be sustained on a proper purposive construction of
section 81, taken as a whole and as read with other relevant
provisions of the Constitution.
As
I have endeavoured to demonstrate earlier, the paramountcy principle
enunciated in section 81(2) of the Constitution is conceived to
secure the best interests of the child. It is a self-standing
independent right and operates to fortify the rights entrenched in
section 81(1).
However,
the best interests of the child do not necessarily override or trump
other rights and interests.
The
concept of “best interests” is an indeterminate and flexible one
that must take its shape and content from the particular
circumstances of each given case. To this extent, it is correct to
take the view that the paramountcy principle embodied in section
81(2) as well as the right to shelter guaranteed by section 81(1)(f)
are not unfettered or absolute but are subject to reasonable
qualification and limitation where this is necessary and justified.
Nevertheless,
although the parameters of the rights set out in section 81(1)(f) may
not necessarily be unlimited, I have no doubt in my mind that they
are justiciable. Section 81 appears in Part 3 of the Declaration of
Rights. That part is designed to elaborate the rights particularised
in their application to certain classes, including children, so as to
configure them with greater certitude. In addition, the right to
shelter conferred upon children by section 81(1)(f) is further
enhanced by section 19(2)(b) of the Constitution. The latter
provision enjoins the State to adopt reasonable policies and
measures, within the limits of available resources, to ensure that
children have shelter. As I have already concluded earlier, it is
incontrovertibly clear that the right to shelter for children, as
entrenched in section 81(1)(f) and as bolstered by section 19(2)(b),
is eminently justiciable and legally enforceable.
The
more problematic area of concern relates to the respective roles of
the State and parents vis-à-vis
children who are under parental or familial care.
In
this situation, there can be no doubt that the primary duty to afford
shelter to children reposes in their parents. The obligation of the
State in this context is probably best described as being essentially
secondary and supportive in nature, to wit, to assist parents in the
provision of shelter and nutrition to their children. However, as was
acknowledged even in the Grootboom
case, supra,
this does not mean that the State incurs no obligation in relation to
children under the care of their parents or families.
In
my view, in certain circumstances, section 81(1)(f) may be invoked to
impose a direct duty on the State, despite budgetary or other
material constraints. This duty was unreservedly recognised in the
Treatment
Action Campaign
case, supra,
as regards the provision of urgent and essential health care for
children born in public hospitals and clinics to mothers who are
mostly indigent.
I
fully endorse the rationale of that decision and would cautiously
extend it beyond incapacity due to penury to that arising from any
other insuperable disability.
The
direct duty of the State towards children under parental care is also
affirmed in the two international instruments that I have adverted to
earlier, viz.
the United Nations Convention on the Rights of the Child (1989) and
the African Charter on the Rights and Welfare of the Child (1990).
Zimbabwe is a party to both of these instruments and, consequently,
our courts are constitutionally bound to take them into account in
interpreting the Declaration of Rights.
Both
instruments recognise that the primary responsibility to secure the
conditions of living necessary for the development of children lies
on their parents. At the same time, however, they also declare that
member States are obligated to take appropriate measures to assist
parents, and provide material assistance and support programmes in
cases of need, as regards nutrition, clothing and housing.
To
conclude on this aspect, the obligations of the State in terms of
section 81(1)(f) are not contingent upon the absence of parental or
familial care. Those obligations are not counterposed but
complementary to the primary duty of parental care envisaged in
section 81(1)(d). In particular, the State must fulfil its own
obligation to provide shelter to children whose parents are
financially or otherwise incapacitated from fulfilling their parental
obligations. In short, the primary duty of parental care does not
absolve the State of its direct obligation to secure and provide for
the best interests of the child.
In
arriving at its decision to dismiss the application before it, the
court a
quo
reasoned as follows.
(i)
Firstly, the appellants had no legal right to be on the land, having
settled there illegally without any lease, permit or offer of the
land concerned. In short, their stay on the land had not been
regularised.
(ii)
Secondly, the respondents had other plans for the land and the
appellants could not demand alternative land as a condition to vacate
Haydon Farm. The court could not compel the respondents to allocate
land to the appellants as that was a function that was purely in the
domain of the State.
(iii)
Thirdly, the appellants could not insist on being allocated land in
an urban setting. Section 81(1)(f) of the Constitution did not impose
on the State an obligation to provide housing, land or shelter to
anyone on demand.
(iv)
Finally, the court found that the respondents were pursuing a
legitimate aim. The development of the area was necessary for urban
development and expansion in a properly planned and orderly fashion.
There was a pressing social need for housing and urban development.
The interference with the appellants' occupation of the land was in
the general public interest and was for a good cause.
In
the event, the court concluded that the forced eviction of the
appellants was justified.
I
fully appreciate that in making the above findings the court a
quo
was engaged in the process of exercising its discretion in the
matter.
It
is also trite that an Appellate Court will not interfere with the
exercise of judicial discretion by a lower court unless that court is
found to have proceeded on some material mis-appreciation or
mis-application of the law and/or the facts or where it has relied on
some extraneous or irrelevant consideration or has failed to take
into account some particularly relevant matter.
In
casu,
I am of the considered view that the learned judge a
quo
critically misdirected herself in the following respects;
(a)
First and foremost, any proper analysis of a matter involving the
possible eviction of persons necessitates, apart from the purely
procedural requirement of a court order, a detailed and substantive
consideration of all the relevant circumstances.
As
was elaborated in Zuze's
case, supra,
at p. 16, this entails a balancing exercise between the rights and
interests of all the parties involved in or affected by the eviction
dispute. This would include not only the prospective evictees and the
landowner but also the State and its agents and institutions.
(b)
Secondly, and in any event, as was emphasised in Zuze's
case, at pp. 18-19, the ambit of the protection accorded against
arbitrary eviction is not confined to strictly legal occupants of the
land or property concerned. Additionally, the rights of the
landowner, whether public or private, may have to be temporarily
circumscribed so as to obviate the possibility of homelessness. And
if that is found to be impracticable, the State or relevant local
authority may have to be imposed upon in order to temporarily
accommodate the evictees.
In
casu,
the court a
quo
appears to have concentrated on the rights and interests of the
respondents and the fact that they were pursuing the legitimate aim
of urban development to address the pressing social need for housing
and urban development. While these considerations are very laudable,
there is very little on record, apart from bald and sketchy
assertions, to substantiate the supposed housing development
programme and the pressing social need therefor.
More
significantly, the court paid minimal regard to the rights and
interests of the appellants themselves. It focused instead, quite
erroneously, on the illegality of their occupation and their failure
to regularise the same. It pointedly failed to take into account the
facts that the appellants did not have the luxury of any alternative
accommodation and that the minor appellants have been attending
school in the informal settlement. It also disregarded the
significant and critical reality that the appellants had been in
occupation of their permanent homes on the farm since the year 2000,
until those homes were demolished in 2005, and have since occupied
their impermanent homes thereafter. Lastly, but equally importantly,
the court did not consider possible alternative measures that could
have been taken by the respondents to accommodate the appellants
elsewhere, either temporarily or permanently. It simply chose to
distance itself from the appellants' predicament and consigned them
to the ravages of impending homelessness.
Disposition
To
conclude, I take the view that the court a
quo
erred in failing to correctly evaluate and apply the considerations
calling for determination under section 74 of the Constitution
apropos
the potential eviction of any person from his or her home. The court
further erred in its interpretation of section 81(1)(f) of the
Constitution and consequently failed to appreciate the proper scope
and extent of the right to shelter conferred upon children in terms
of that provision.
It
follows that the appeal must succeed, in the main, in respect of the
second, third and fifth grounds of appeal. The first ground of
appeal, as I have already concluded, is unmeritorious and is
therefore dismissed.
The
fourth ground of appeal invokes section 81(5) of the Constitution, a
manifestly non-existent provision, and is obviously quite
superfluous. It is accordingly struck out.
What
remains is to formulate the appropriate relief that should be granted
in favour of the appellants. In that regard, it seems useful to
restate the principles that should guide this Court in framing an
order that is just and equitable in the circumstances of this case.
As
is expressly enjoined by the Constitution, fundamental rights and
freedoms must be exercised reasonably and with due regard for the
rights and freedoms of others. In this respect, it is imperative not
to lose sight of the rights and interests of the respondents.
Consequently, they cannot be called upon to adopt much more than
reasonable policies and measures, within the limits of the resources
available to them, to secure the rights and interests of the
appellants.
In
any event, it must be borne in mind that the appellants are
relatively destitute and in desperate need of shelter. Moreover, in
furtherance of the institution of the family, in conformity with
section 25 of the Constitution, it would be more practicable and
preferable for the minor appellants to stay with their parents
instead of being institutionalised under State care.
Ultimately,
as I have stated earlier, it is necessary to apply the pivotal
criteria of reasonableness and flexibility in balancing competing
interests so as to arrive at an appropriate order that is just and
equitable having regard to all the relevant circumstances of this
case.
The
draft order prayed for in
casu
has three distinct components;
(i)
The first is an interdict against eviction from the informal
settlement on Haydon Farm.
(ii)
The second is a dectaratur,
relative to the right of children to shelter.
Both
of these prayers, with appropriate modifications, are quite
compatible with the rationes
decidendi
expounded in this judgment.
The
more problematic component is the substantive relief that is sought
by the appellants.
(iii)
The principal prayer in this respect is that the first and fourth
respondents be ordered to set up a joint committee, inclusive of the
appellants, to allocate serviced residential Stands to the appellants
on the informal settlement presently occupied by them and thereafter,
within a period of 12 months, to construct minimum core houses on
such Stands for and on behalf of the appellants.
In
the alternative, the first respondent is to be ordered to provide
alternative land on which it must allocate residential Stands in
compliance with the abovementioned undertakings and specifications.
Apart
from the logistical minutiae
involved in the delivery of what the appellants seek, there is a
glaring paucity of factual data
on record as to the larger elements of the relief prayed for. This
relates, inter
alia,
to the relevant development plans, cost implications and scope of
coverage of the works envisaged.
One
assumes that there might be in existence specific development plans,
possibly incorporating some form of housing programme, not only for
Haydon Farm but also in respect of the Zvimba Rural District Council
area as a whole.
The
second element is equally critical in assessing the budgetary and
financial capacities of the first, second and fourth respondents, qua
institutions of the State, to provide the requisite land,
infrastructure and building material.
Lastly,
one cannot discount the probability that there are other destitute
families and children in need of shelter, both on Haydon Farm and
within the District area. It would be highly remiss and unreasonable
to selectively focus on the appellants' needs without having regard
to the housing needs of other persons in the area who are similarly
situated. All of these larger elements are issues that should have
been properly raised and thereafter thoroughly canvassed and
ventilated in the proceedings a
quo.
In
my considered opinion, without this larger picture, this Court is not
in any informed position to command the first, second and fourth
respondents to comply with their underlying constitutional
obligations in terms of sections 19(2)(b) and 28 of the Constitution,
viz.
to adopt and take reasonable measures, within the limits of the
resources available to them, to ensure that the appellants have
access to adequate shelter.
In
short, the Court is critically hamstrung in its ability to afford the
particular substantive relief that is craved by the appellants.
On
the other hand, as I have already stated, they remain entitled to the
more specific declaratory and interdictory relief that they seek. As
regards the latter, it may be necessary to add a further injunction
to secure their stay on Haydon Farm against any interference with
their homes and agricultural activities for the duration of their
stay on the farm.
The
grant of the aforestated relief affords to the appellants the
requisite respite in the short term against the possibility of being
rendered homeless in the immediate future. However, it does not
address their housing situation thereafter. Equally importantly, it
does not concretise the precise scope and nature of the respondents'
obligations in
casu,
nor does it take into account or resolve their long term
developmental concerns in respect of Haydon Farm.
These
are matters which, as I have already stated, should have been
thoroughly and meaningfully addressed a
quo
but remain unresolved at this stage.
In
the event, it seems to me that the most judicious way forward is to
remit this matter to the court a
quo
to enable it to fully adjudicate and definitively determine these
outstanding issues. In this respect, it will be necessary for all the
parties to present the requisite additional evidence in such form and
manner as the court a
quo
may direct as being best suited to achieve that purpose.
Without
attempting in any way to be exhaustive, I consider that the principal
issues that should be canvassed and determined in the proceedings a
quo
would be the following:
(i)
the specific housing requirements to adequately accommodate the
appellants;
(ii)
the material and financial resources available to the appellants
themselves;
(iii)
the possibility of voluntary or assisted relocation of the appellants
to a different locality;
(iv)
the availability of temporary accommodation elsewhere pending the
provision of permanent housing;
(v)
the requisite material and financial resources allocated for housing
development purposes that may have been budgeted for and are
available to the first, second and fourth respondents;
(v)
the technical and financial implications for the third respondent of
modifying or delaying the housing development project in question.
As
for costs, I see no compelling reason to deviate from the usual path
that costs should follow the cause. The appellants, having succeeded
in the main, are entitled to their costs on the ordinary scale.
It
is accordingly ordered that:
1.
The appeal is partially allowed with costs.
2.
The judgment of the court a
quo
is set aside.
3.
It is declared that the right of children to shelter, enshrined in
section 81(1)(f) of the Constitution, is justiciable and enforceable
as an independent right of all children, including children under
parental care, subject to reasonable qualification and limitation
where necessary and justified.
4.
The matter is remitted to the court a
quo
to determine, following the adduction of further evidence by the
parties and having regard to the principles and guidelines set out in
this judgment, the respective obligations of the respondents as
regards the rights and interests of the appellants, subject to such
reasonable qualifications and limitations as may be necessary and
justified in the circumstances of this case.
5.
Pending the final determination of the court a
quo
pursuant to paragraph 4 above, the respondents and all those claiming
authority through them be and are hereby interdicted from ejecting
the appellants from the New Park Farm informal settlement situated on
Haydon Farm, Old Mazowe Road, Mt. Hampden, Harare, or from
interfering in any way with the homes and agricultural activities of
the applicants within that informal settlement.
MAVANGIRA
JA: I agree
MATHONSI
JA : I agree
Tendai
Biti Law,
appellants' legal practitioners
Civil
Division of the A-G's Office,
1st
& 4th
respondents' legal practitioners
Mbano
& Partners,
2nd
respondent's legal practitioners
Bherebhende
Law Chambers,
3rd
respondent's legal practitioners