PATEL JA:
This is an appeal against the decision of the High Court in Case No.
HC 4551/07, handed down on 12 December 2012, dismissing an application for
default judgment against the respondents. The latter, having failed to
file their plea, were barred in the proceedings before the court a quo.
The appellant's claim, as amended, was for damages in the sum of US$10,000 for
physical and mental pain and US$41,904 for maintenance in respect of her minor
child. Her claim as against all three respondents was dismissed with no
order as to costs.
THE FACTS
Most of the facts in casu are common cause. On 4 April 2006, the
appellant was attacked and raped by robbers at her home in Chegutu. She
immediately lodged a report with the police in Chegutu and requested that she
be taken to a doctor to be given medication to prevent pregnancy and any
sexually transmitted infection. Later that day, she was taken to hospital
and attended to by a Dr. Kazembe. She repeated her request, but the
doctor only treated her injured knee. He said that he could only attend
to her request for preventive medication in the presence of a police officer.
He further indicated that the medication had to be administered within 72
hours of the sexual intercourse having occurred. She duly went to the
police station the following day and was advised that the officer who dealt
with her case was not available. She then returned to the hospital, but
the doctor insisted that he could only treat her if a police report was made
available. On 7 April 2006, she attended the hospital with another police
officer. At that stage, the doctor informed her that he could not treat
her as the prescribed seventy – two (72) hours had already elapsed.
Eventually, on 5 May 2006, the appellant's pregnancy was formally
confirmed.
Thereafter, the appellant went to
see the investigating police officer who referred her to a public prosecutor.
She indicated that she wanted her pregnancy terminated, but was told that
she had to wait until the rape trial had been completed. In July 2006,
acting on the direction of the police, she returned to the prosecution office
and was advised that she required a pregnancy termination order. The
prosecutor in question then consulted a magistrate who stated that he could not
assist because the rape trial had not been completed. She finally
obtained the necessary magisterial certificate on 30 September 2006. By
that stage, the hospital matron who was assigned to carry out the termination
felt that it was no longer safe to carry out the procedure and declined to do
so. Eventually, after the full term of her pregnancy, the appellant gave
birth to her child on 24 December 2006.
GROUNDS OF APPEAL
As I have already indicated, the learned judge a quo dismissed the appellant's
claim in its entirety. He found that the appellant's misfortune was
the result of her own ignorance as to the correct procedure to follow. In
particular, it was incumbent on her to initiate the process for the termination
of her pregnancy by way of affidavit or oath before a magistrate.
He further held that it was not the mandate of the officials
involved to advise the appellant on questions of procedure. Consequently,
the respondents were not directly or vicariously liable to the appellant.
The appellant's
grounds of appeal against this decision are fairly extensive. The court a
quo is stated to have erred in the following respects:
(i)
applying the provisions of the Termination of Pregnancy Act in relation
to the failure to prevent her pregnancy immediately after she was raped;
(ii) holding
that the negligence of the police in relation to the prevention and termination
of the appellant's pregnancy was not material;
(iii) finding
that the duties of the officials in question did not include the giving of
proper guidance on the procedure to be followed;
(iv) finding
that the appellant had not complied with the relevant provisions of the Act;
(v) not finding
that the “authorities” referred to in the Act meant the employees of the
respondents;
(vi) not
holding that the police and prosecutors were enjoined by the Act to submit the
requisite documents to the magistrate; and
(vii) holding
that the liability of the respondents did not extend to extra-statutory duties
founded on the public's expectation of their official standing.
In essence, the
issues arising for determination from these wide-ranging grounds of appeal are
twofold. The first is whether or not the respondents' employees were
negligent in the manner in which they dealt with the appellant's
predicament. The second, assuming an affirmative answer to the first, is
whether the appellant suffered any actionable harm as a result of such
negligence and, if so, whether the respondents are liable to the appellant in
damages for pain and suffering and for the maintenance of her child.
MEDICAL NEGLIGENCE
The principles
of Aquilian liability for medical negligence were extensively canvassed by the
South African Appellate Division and Supreme Court of Appeal in Administrator
Natal v Edouard 1990 (3) SA 581 (AD) and Mukheiber v Raath
& Anor 1999 (3) SA 1065 (SCA). Both cases arose in the specific
context of unwanted pregnancies.
In Edouard's
case, the respondent sued the appellant for damages in a Local Division, for
breach of a contract concluded between the respondent's wife and a provincial
hospital, arising from its failure to perform a tubal ligation to render her
sterile during the course of a caesarean section. After his wife gave
birth to another child a year later, the respondent claimed contractual damages
for the cost of supporting and maintaining the child and general damages for
the discomfort, pain and suffering and loss of amenities of life suffered by
his wife. The court a quo upheld the claim for maintenance and
support of the child but held that a breach of contract did not give rise to a
claim for non-patrimonial damages. On appeal, it was contended for the
appellant that to allow the pregnancy claim would be to transfer the legal obligation
of supporting a child from the parents to a doctor or hospital and this ran
counter to public policy which demanded that there be no interference with the
sanctity accorded by law to the relationship between parent and child.
This contention was rejected by VAN HEERDEN JA, at 592H-593E,
on the basis that:
“The judgment
in favour of the respondent ……… in no way relieved the respondent [or his wife]
from the obligation to support [the child]. At most it enabled the respondent
to fulfil that obligation. There can thus be no question that the obligation
has in law been transferred from the respondent to the appellant ……….
In the result,
I am of the view that the respondent's pregnancy claim was rightly allowed by
the Court a quo. I should make it clear, however, that my conclusion
is intended to pertain only to a case where, as here, a sterilisation procedure
was performed for socio-economic reasons. … different considerations may apply
where sterilisation was sought for some other reason.”
As regards the claim for pain and suffering, it was held that only patrimonial
loss could be recovered in contract. There was no sufficient reason of
policy or convenience for importing into the law an extension of liability for
breach of contract so that intangible loss may be recovered ex contractu,
as this would lead to incongruous
results.
In the Mukheiber case, the claim
against the doctor was not contractual but delictual. The respondents,
husband and wife, relying on a misrepresentation by the appellant, a
gynaecologist, that he had sterilised the wife, had desisted from
contraception. Consequently, a child was conceived and born. The
respondents claimed compensation from the appellant under two heads of pure
economic loss, for the costs of confinement of the wife and for the maintenance
of the child until it became self-supporting. As regards the existence of
a legal duty of care, it was held by OLIVIER JA, at 1076F:
“The
relationship between Mrs. Raath (and her husband) and Dr. Mukheiber and the
nature of his duties towards them amounted, in my view, to a special duty on
his part to be careful and accurate in everything that he did and said
pertaining to such relationship.”
The test for
professional negligence was expounded by the learned Judge of Appeal, at
1077D-I, as follows:
“For the purposes of liability culpa arises if–
(a)
a reasonable person in the position of the defendant-
(i)
would have foreseen harm of the general kind that actually occurred;
(ii)
would have foreseen the general kind of causal consequence by which that
harm occurred;
(iii)
would have taken steps to guard against it; and
(b) the defendant failed to take those steps.
In the case of
an expert, such as a surgeon, the standard is higher than that of the ordinary
lay person and the Court must consider the general level of skill and diligence
possessed and exercised at the time by the members of the branch of the
profession to which the practitioner belongs (Van Wyk v Lewis
1924 AD 438 at 444). Dr. Mukheiber did not dispute that, if it was found
that he had made the representation under discussion, his action was negligent.
Applying the tests set out above, it is clear that Dr. Mukheiber should
reasonably have foreseen the possibility of his representation causing damage
to the Raaths and should have taken reasonable steps to guard against such
occurrence, and that he failed to take such steps.”
As regards the extent of the expert's liability vis-à-vis considerations of public
policy, it was held, at 1081H- 1082B:
“As far as the
confinement cost is concerned, there can be no defence: such costs were
reasonably foreseeable and there is no reason to limit them. The problem arises
in connection with the maintenance claim. The cost of maintaining the child
Jonathan is a direct consequence of the misrepresentation. It was foreseeable
by a gynaecologist in Dr. Mukheiber's position. In principle he is, by virtue
of considerations of public policy, not protected against such a claim, as
pointed out above. But the claim cannot be unlimited. His liability can be no
greater than that which rests on the parents to maintain the child according to
their means and station in life, and lapses when the child is reasonably able
to support itself.
In the result,
I am of the view that considerations of public policy do not militate against
holding Dr. Mukhaiber liable for compensating the Raaths for the damages
claimed by them.”
LIABILITY OF THE POLICE
With respect to
the liability of the police, in the context of their prescribed functions and
duties, the South African case of Minister of Police v Ewels
1975 (3) SA 590 (AD) is particularly instructive. The respondent in that
case, an ordinary citizen, had been assaulted by an off-duty police sergeant in
a police station. In an action for damages, the appellant had excepted to
the respondent's claim on the ground that the Police Act No. 7 of 1958 placed
no legal duty on the policemen to protect the appellant, nor created any civil
liability, and that the conduct of the policemen was not such as to have
created a legal duty to protect the respondent. The court a quo
dismissed the exception and its decision was upheld on appeal to the Appellate
Division.
As regards the
statutory functions of the police, Rumpff CJ took the view, at 596, that:
“If the purpose
of the Legislator, as reflected in this Act, is taken into account, it cannot
in my opinion be said that the non-compliance by a policeman of the provisions
of sec. 5 necessarily creates a civil liability. ………… Despite this, the
statutory duty which appears from sec. 5 is a factor which ought to be taken
into account in the factual circumstances of this case ………”
In the context of liability for omissions in general, the learned Chief Justice
expounded the governing principles, at 596-597, as follows:
“It would
appear that the question of an omission, as delictual unlawful conduct, has
reached a measure of clarity, cf. ………. The premise is accepted that there is no
general legal duty on a person to prevent harm to another, even if such person
could easily prevent such harm, and even if one could expect, on purely moral
grounds, that such person act positively to prevent damage. It is also however
accepted that in certain circumstances there is a legal duty on a person to
prevent harm to another. If he fails to comply with that duty, there is an
unlawful omission which can give rise to a claim for damages. ………… It appears
that the stage has been reached where an omission is regarded as unlawful
conduct when the circumstances of the case are such that the omission not only
occasions moral indignation but where the legal convictions of the community
require that the omission be regarded as unlawful and that the loss suffered be
compensated by the person who failed to act positively. When determining
unlawfulness, one is not concerned, in any given case of an omission, with the
customary 'negligence' of the bonus paterfamilias, but with the
question whether, all facts considered, there was a legal duty to act
reasonably. …………
Just as a duty
to rescue can sometimes be a legal duty, so a duty to protect may be a legal
duty, and it would depend on all the facts whether such duty is a legal duty or
not. Clearly it is impossible to determine in general when such a legal duty
would arise.”
With specific
reference to the preventive functions of the police, it was held at 597:
“As regards
crime, the policeman is not only a deterrent and a detective but also a
protector. Plaintiff was assaulted in a police station under the control of the
police and in the sight of a number of policemen, for whom it was possible,
even easy, jointly, to prevent or stop the attack on plaintiff. ………
When all the
circumstances are considered, I think that the duty of the policemen to assist
the plaintiff was a legal duty, and that, because it was an omission which took
place in the course of duty of the policemen, defendant is liable.”
In upholding the decision of the lower court dismissing the exception, it was
observed, at 597-598:
“According to
the pleadings the policemen were negligent, and in the context of the cause of
action this must be understood as an allegation that they ought to have
foreseen that their inaction would cause damage to plaintiff and that they
failed, by reasonable action, to prevent the damage. The cause of action
therefore contains the allegations of an unlawful omission and fault, and the
exception was correctly dismissed.”
In Minister of Police v Skosana 1977 (1) SA 31 (A) the
Appellate Division grappled with the question of causation in a situation where
a drunken driver, who had been injured in a motor accident, died whilst under
police custody due to the failure to timeously procure medical attention for
him. The deceased would probably have survived had he been taken for
treatment timeously. It was held, by a 3-2 majority, that the police had failed
in their duty towards the deceased and were liable to his widow and minor
children for damages resulting from his death. Corbett JA, delivering the
majority judgment, set out the governing principles, at 34E-35D:
“Causation in
the law of delict gives rise to two rather distinct problems. The first is a
factual one and relates to the question as to whether the negligent act or
omission in question caused or materially contributed to …….. the harm
giving rise to the claim. If it did not, then no legal liability can arise and cadit
quaestio. If it did, then the second problem becomes relevant, viz. whether
the negligent act or omission is linked to the harm sufficiently closely or
directly for legal liability to ensue, or whether, as it is said, the harm is
too remote. This is basically a juridical problem in which considerations of
legal policy may play a part. ……..
The test is
thus whether but for the negligent act or omission of the defendant the event
giving rise to the harm in question would have occurred. The test is otherwise
known as that of the causa (conditio) sine qua non and I agree with my
Brother Viljoen that generally speaking …….. no act, condition or omission can
be regarded as a cause in fact unless it passes this test.”
Applying this test, the majority concluded that the respondent had established
negligent delay in furnishing the deceased with medical aid and treatment and
that, as a matter of probability, the deceased would have survived but for the
negligence of the police.
In Minister
of Law and Order v Kadir 1995 (1) SA 303 (A) the Appellate
Division adopted a more restrictive approach to the claim before it. The
police attending to a traffic accident failed to record the particulars of the
driver who caused the accident. The result of this failure was that the person
who had been injured in the accident was unable to locate the driver and sue
him. It was held that the police did not owe the injured party a legal
duty to record information relating to the identity of the driver or his
vehicle and, therefore, the injured party was not entitled to sue the police.
Hefer JA, at 321H-322B, distinguished the facts of Ewels' case as
being vastly different and reasoned as follows:
“Viewing the
matter objectively society will take account of the fact that the functions of
the police relate in terms of the Act to criminal matters and were not designed
for the purpose of assisting civil litigants. Members of the community will
realise that services are rendered by the police in connection with road
accidents in the course of what was described in Dease v Minister
of Justice 1962 (3) SA 215 (T) at 218B-C as “exceptional duties falling
outside the meaning of the term 'police duties' as ordinarily understood,” and
that these duties, largely self-imposed, may well be terminated or curtailed if
the Courts penalise less than perfect performance. Bearing this in mind society
will baulk at the idea of holding policemen personally liable for damages
arising from what was a relatively insignificant dereliction of duty.
In my view the
facts alleged in the particulars of claim do not prima facie support
the existence of a legal duty towards the plaintiff. The exception should have
been
allowed.”
In Van Eeden
v Minister of Safety and Security 2003 (1) SA 389 (SCA) the Supreme
Court of Appeal evaluated the concept of the legal convictions of the community
in light of the constitutional imperatives of the State as embodied in the Bill
of Rights The State was held liable for a rape committed by a known
dangerous criminal and serial rapist who had escaped through an unlocked gate
from police cells where he was being held for an identification parade.
Vivier ADP enunciated the common law position, at paras. 9-12:
“Our common law
employs the element of wrongfulness (in addition to the requirements of fault,
causation and harm) to determine liability for delictual damages caused by an
omission. The appropriate test for determining wrongfulness has been settled in
a long line of decisions of this Court. An omission is wrongful if the
defendant is under a legal duty to act positively to prevent the harm suffered
by the plaintiff. The test is one of reasonableness. A defendant is under a
legal duty to act positively to prevent harm to the plaintiff if it is
reasonable to expect of the defendant to have taken positive measures to
prevent the harm. The court determines whether it is reasonable to have
expected of the defendant to have done so by making a value judgment, based inter
alia upon its perception of the legal convictions of the community and on
considerations of public policy. The question whether a legal duty exists in a
particular case is thus a conclusion of law depending on a consideration of all
the circumstances of the case and on the interplay of the many factors which
have to be considered. ……..
In applying the
concept of the legal convictions of the community the court is not concerned
with what the community regards as socially, morally, ethically or religiously
right or wrong, but whether or not the community regards a particular act or
form of conduct as delictually wrongful. The legal convictions of the community
must further be seen as the legal convictions of the legal policy makers of the
community, such as the legislature and judges. ........
The approach of
our courts to the question whether a particular omission to act should be
regarded as unlawful has always been an open-ended and flexible one. ……..
The concept of
the legal convictions of the community must now necessarily incorporate the
norms, values and principles contained in the Constitution. The Constitution is
the supreme law of this country, and no law, conduct, norms or values that are
inconsistent with it can have legal validity, which has the effect of making
the Constitution a system of objective, normative values for legal purposes.
…….. The Constitution cannot, however, be regarded as the exclusive embodiment
of the delictual criterion of the legal convictions of the community, nor does
it mean that this criterion will lose its status as an agent in shaping and
improving the law of delict to deal with new challenges.”
Having regard to the constitutional right to freedom and security of the
person, as including the right to be free from all forms of violence from
either public or private sources, it was held, at para. 24:
“In all the
circumstances of the present case I have come to the conclusion that the police
owed the appellant a duty to act positively to prevent Mohamed's escape. The
existence of such a duty accords with what I would perceive to be the legal
convictions of the community and there are no considerations of public policy
militating against the imposition of such a duty. To sum up, I have reached
this conclusion mainly in view of the State's constitutional imperatives to
which I have referred, the fact that the police had control over Mohamed who
was known to be a dangerous criminal and who was likely to commit further
sexual offences against women should he escape, and the fact that measures to
prevent his escape could reasonably and practically have been required and
taken by the police.”
In Zimbabwe, in the leading case of King v Dykes 1971 (2) RLR
151 (AD), the factual situation involved the failure of a farmer to take
reasonable steps to fight and prevent the spread of a fire which had spread
onto his land from an adjoining farm. Our Appellate Division reserved to
itself the power to create additional legal duties to act positively in cases
falling outside the scope of the recognised categories of negligence. As was
explained by Macdonald ACJ, at 154C-D:
“In border line
cases the real problem with which a court is faced in the final analysis is to
whether an undoubted moral duty existing in the particular circumstances should
be translated into a legal duty. It is the intractability of this problem,
arising more particularly in cases involving omission, which encourages courts
to seek refuge in rules of thumb. Such a refuge, however, is illusory and in
the end causes a great deal more mischief to the law than good.”
The preferable approach to be taken was articulated by the learned Acting Chief
Justice, at 157D-F, as follows:
“Whether a
moral duty exists will not, in the majority of cases, be difficult to decide.
The problem, as indicated above, is always to decide whether the moral duty
should be translated into a legal duty. The resolution of this problem is not
an exact science, on the contrary, the court, after assessing all the relevant
factors, must of necessity come to what is essentially a value judgment in
order to do justice between the parties. It is beyond the wit of man to devise
sets of rules for different situations, the application of which will provide a
satisfactory answer with mathematical certainty.”
Commenting on this decision in comparison with the Ewels and Kadir
cases, supra, Prof. G. Feltoe in A Guide to the Zimbabwean Law of
Delict (2012) at p. 45 opines that:
“There appears
to be little difference between the test applied in South Africa and that
applied in Zimbabwe to decide whether a new legal duty should be recognised
because the final decision will obviously revolve around policy considerations
such as social utility, practicality of enforcing a new duty, and the likely
impact upon the [defendant's] activities of such a duty”.
In summation, the underlying rationale of
all of the decided cases vis-à-vis the role of the police is that their duty to
act cannot be confined to their statutorily prescribed functions. In the
specific circumstances of any given case, it may be legally incumbent upon them
to act outside and beyond their ordinary mandate, so as to aid and assist
citizens in need, in matters unrelated to the detection or prevention of crime.
Consequently, where such a legal duty is found to exist, and harm that is
foreseeable eventuates from the failure to prevent it, the victim of that harm
may be entitled to pursue and obtain appropriate compensation through a claim
for damages, having regard in every case to considerations of public
policy.
THE INTERNATIONAL DIMENSION
A further aspect that arises for
consideration in the present context is the normative role of international
instruments that specifically address the rights of women. In strict
constitutional terms, the prescriptions of such instruments cannot operate to
override or modify domestic law unless and until they are internalised and
transformed into rules of domestic law. (This principle of the common law was
expressly codified in s 111B (1) (b) of the former Constitution and is now
reaffirmed in s 327 (2) (b) of the new Constitution). Nevertheless, it is
proper and necessary for national courts, as part of the judicial process, to
have regard to the country's international obligations, whether or not they
have been incorporated into domestic law. By the same token, it is
perfectly proper in the construction of municipal statutes to take into account
the prevailing international human rights jurisprudence. As was observed
by Dumbutshena CJ in State v A Juvenile 1990 (4) SA 151 (ZSC)
at 155G-I:
“An added
advantage is that the Courts of this country are free to import into the
interpretation of s 15(1) interpretations of similar provisions in
International and Regional Human Rights Instruments such as, among others, the
International Bill of Human Rights, the European Convention for the Protection
of Human Rights and Fundamental Freedoms, and the Inter-American Convention on
Human Rights. In the end international human rights norms will become part of
our domestic human rights law. In this way our domestic human rights
jurisdiction is enriched.”
This approach
was positively endorsed and adopted by Gubbay CJ in Rattigan & Ors
v Chief Immigration Officer & Ors 1995 (2) SA 182 (ZSC) at
189G-190I. The learned Chief Justice, eschewing “the austerity of
tabulated legalism”, made extensive reference to decisions of the United
Nations Human Rights Committee and the European Court of Human Rights in the
process of purposively interpreting and applying provisions embodied in our
Declaration of Rights.
For present purposes, there are several
internationally recognised norms that have a direct bearing on the issues at
hand. Firstly, there is the Convention on the Elimination of All Forms of
Discrimination against Women 1979, which was ratified by Zimbabwe on 13 May
1991. Article 16 of the Convention requires States Parties to eliminate
discrimination against women in all matters relating to marriage and family
relations. In particular, para. (e) of Article 16.1 guarantees “the same
rights to decide freely and responsibly on the number and spacing of their
children and to have access to the information, education and means to enable
them to exercise these rights”.
Again, Article 4
of the United Nations Declaration on the Elimination of Violence against Women
1993, calls upon States to pursue a policy of eliminating violence against
women. To this end, women who are subjected to violence “should be
provided with access to the mechanisms of justice and ………… just and effective
remedies for the harm that they have suffered” as well as information on “their
rights in seeking redress through such mechanisms” (para. (d)). Furthermore,
States should ensure that female victims of violence “have specialised
assistance, such as rehabilitation, assistance in child care and maintenance,
treatment, counselling, and health and social services” (para. (g)).
Also relevant
are various provisions of the Protocol to the African Charter on Human and
Peoples Rights on the Rights of Women in Africa 2003. Article 4 of the Protocol
enjoins States Parties to take appropriate and effective measures to “establish
mechanisms and accessible services for effective information, rehabilitation
and reparation for victims of violence against women” (para. (f)). Of special
relevance is Article 14 pertaining to health and reproductive rights. Article
14.1 obligates States Parties to respect and promote the rights of women “to
control their fertility ………… to decide whether to have children, the number of
children and the spacing of children [and] ………… to choose any method of
contraception”. Equally significantly, in terms of Article 14.2(c),
States Parties must take all appropriate measures to “protect the reproductive
rights of women by authorising medical abortion in cases of sexual assault,
rape, incest …………”.
I note that many
of the above-mentioned requirements are already recognised in the laws and
administrative practices of Zimbabwe, though they may not have been
specifically domesticated. In any event, as I have intimated earlier, it
is both proper and instructive to have regard to them as embodying norms of
great persuasive value in the interpretation and application of our statutes
and the common law.
NEGLIGENCE IN RESPECT OF
PREVENTION OF PREGNANCY
In terms of the appellant's declaration, the negligence of the respondents'
employees in relation to their failure to prevent the appellant's pregnancy is
stated as follows. Firstly, the police failed to attend timeously in
taking the appellant to the doctor for her pregnancy to be prevented.
Secondly, the doctor himself failed to terminate the pregnancy when it could
have been reasonably prevented. The magistrate and prosecutors are not
implicated in this aspect of the appellant's
claim.
As a general rule, the mandate of the
police is to prevent the commission of crimes and to bring to book the
perpetrators of crime. Their functions in cases involving rape do not
ordinarily extend to the prevention of potential pregnancy or the provision of
assistance in that process. Indeed, the declaration does not aver the
existence of any specific common law or statutory duty in that regard.
This is an aspect that is only raised in the appellant's heads of
argument. Be that as it may, I do not think that this omission is fatal
to the appellant's cause of action. In my view, the averments of negligence as
framed in the declaration suffice to import, by necessary implication, the
requisite averment of breach of duty (cf. the approach taken in Ewels'
case, supra, at 597 -598).
Notwithstanding what might be accepted as
the ordinary functions of the police, the inaction of the police in this case
cannot be treated in isolation. It must be seen in conjunction with the
conduct of the doctor who treated the appellant after she was raped. It is
common cause that the doctor declined to administer the preventive medication
requested by the appellant without a police report. Subsequently, after
the appellant made numerous trips to the police station, a police officer
eventually accompanied her to the hospital. At that stage, the doctor
again refused to administer the drug because (seventy-two) 72 hours had already
elapsed since the occurrence of the sexual intercourse. In all of these
respects, there is nothing in the record to show why the doctor insisted on a
police report or why he regarded the period of (seventy-two) 72 hours as being
critical. It may well be that the established hospital procedure or
practice necessitated that insistence. However, there is no plea filed of
record or any other evidence to explain or support the position adopted by the
doctor.
Another aspect that is absent from the
record, but which was alluded to by counsel for the respondents at the hearing
of the appeal, is the availability of the preventive drug off the counter upon
request from any licensed chemist. (I understand that this drug is
pharmaceutically identified as “livonorgesterol” and sold under the trade names
Pregnon and Prostino). Again, it is not at all clear whether this was a viable
option without a medical prescription and, if it was, why the doctor did not
advise the appellant to proceed accordingly. Consequently, in the absence of
any evidence to the contrary in the record, we find that the only recourse
available to the appellant, at the relevant time and in the prevailing circumstances,
was the medication that could and should have been administered by the doctor
himself.
It cannot be disputed that there was a
professional relationship between the appellant and the doctor. The
nature of his duties required that he attend to all the physical injuries
arising from the sexual assault inflicted upon her. Consequently, as was
postulated in Mukheiber's case, supra, the doctor was under a
special duty to be careful and accurate in everything that he did and said
pertaining to his relationship with the appellant. It behoved him to
exercise that level of skill and diligence possessed and exercised at the time
by the members of his profession. In my view, a reasonable person in the
position of the doctor would have foreseen that his failure to administer the
contraceptive drug, or his failure to advise the appellant on the alternative
means of accessing that drug, would probably result in her falling
pregnant. Being in that position, he should have taken reasonable steps
to guard against that probability. However, despite the appellant's
quandary and persistent pleas for treatment, he stubbornly failed to take any
steps to mitigate her
condition.
On their part, the police failed to
compile the requisite report or to accompany the appellant to the doctor
despite several spirited efforts by her to obtain their assistance. The
evidence before the court a quo indicates that the police were very
alive to the appellant's predicament but neglected to comply with her entreaties
for various administrative reasons that are not entirely clear. The
situation before them was that of a victim of sexual violence requiring their
urgent assistance. They were called upon either to compile a report on
the assault or to accompany the appellant to the doctor within a specified
period. Having regard to the principles articulated in the Ewels
and Van Eeden cases, supra, it seems to me that the
circumstances in casu were such as to create a legal duty on the part
of the police to assist the appellant in her efforts to prevent her
pregnancy. They failed to comply with that duty, which they could have
done with relative ease, and there is no clear evidence to indicate why they
did not. In my view, their inaction amounted to unlawful conduct by
reason of their omission to act positively in the circumstances before
them. They were under a legal duty to act reasonably and they dismally
failed to do so.
Insofar as concerns the requisite causal nexus, the factual circumstances of
the present case are not dissimilar to those in Skosana's case, supra.
In that case, the deceased, who had been injured in an earlier motor accident,
would probably have survived but for the negligent delay of the police in
procuring medical attention for him. In casu, although the originating
cause of the appellant's pregnancy was the rape inflicted upon her, its
proximate cause was the negligent failure to administer the necessary
preventive medication timeously. But for that failure, the appellant
would not have fallen pregnant.
In summation, I am satisfied that the
police failed in their duty to assist the appellant timeously in having her
pregnancy prevented by the doctor. Again, the doctor himself failed to
carry out his professional duty to avert the pregnancy when it could have been
reasonably prevented. There can be no doubt that these unlawful omissions
took place within the course and scope of their employment with the first and
second respondents respectively. Accordingly, the first and second
respondents must be held vicariously liable to compensate the appellant in
respect of the harm occasioned through the failure to prevent her
pregnancy.
NEGLIGENCE IN RESPECT OF
TERMINATION OF PREGNANCY
The negligence of the respondents' employees in relation to the non-termination
of the appellant's pregnancy is pleaded as follows. Firstly, the police
failed to attend at the hospital within a reasonable time or to take reasonable
steps to ensure that the pregnancy was terminated. Secondly, the matron
failed to take reasonable steps to terminate the pregnancy. Lastly, the
prosecutors and the magistrate failed to attend timeously to or to take
reasonable steps necessary for the issuance of a certificate for the pregnancy
to be terminated.
The provisions governing the lawful termination of pregnancies are contained in
the Termination of Pregnancy Act [Cap15:10]. According to its long
title, it was enacted in 1978 as:
“An act to
change the law relating to abortion by defining the circumstances in which a
pregnancy may be terminated and to provide for matters incidental to or
connected with the foregoing.”
In terms of the definition of “Minister” and “Secretary” in s 2 (1) of the Act,
as read with Statutory Instrument 66 of 2010, the administration of the Act is
assigned to the Minister of Health and Child Welfare., i.e. the second
respondent. There is nothing specifically stated in the Act pertaining to
the administrative roles of the first and third respondents.
The circumstances in which pregnancy may
be lawfully terminated are enumerated in s 4 as follows:
“Subject to this Act, a pregnancy may be
terminated—
(a)
where the continuation of the pregnancy so endangers the life of the woman
concerned or so constitutes a serious threat of permanent impairment of her
physical health that the termination of the pregnancy is necessary to ensure
her life or physical health, as the case may be; or
(b)
where there is a serious risk that the child to be born will suffer from a
physical or mental defect of such a nature that he will permanently be
seriously handicapped; or
(c)
where there is a reasonable possibility that the foetus is conceived as a
result of unlawful intercourse.”
The term
“unlawful intercourse” (as substituted by section 282 of Act No. 23 of 2004) is
defined in s 2 (1) to mean:
“rape, other
than rape within a marriage, and sexual intercourse within a prohibited degree
of relationship, other then sexual intercourse with a person referred to in
para (i) or (j) of subsection (1) of section 75 of the
Criminal Code.”
Section 5 spells out the conditions under which pregnancy may be terminated. It
provides in its relevant portions that:
“(1) Subject to
section seven, a pregnancy may only be terminated by a medical
practitioner in a designated institution with the permission in writing of the
superintendent thereof.
(2)…….. .
(3) In the case
of the termination of a pregnancy on the grounds referred to in paragraph (c)
of section four, the superintendent shall give the permission referred
to in subsection (1) on the production to him of the appropriate certificate in
terms of subsection (4).
(4) A pregnancy
may only be terminated on the grounds referred to in paragraph (c) of
section four by a medical practitioner after a certificate has been
issued by a magistrate of a court in the jurisdiction of which the pregnancy is
terminated to the effect that –
(a) he
has satisfied himself –
(i) that a
complaint relating to the alleged unlawful intercourse in question has
been lodged with the authorities; and
(ii) after an
examination of any relevant documents submitted to him by the authorities and
after such interrogation of the woman concerned or any other person as he may
consider necessary, that, on a balance of probabilities, unlawful intercourse
with the woman concerned has taken place and there is a reasonable possibility
that the pregnancy is the result of such intercourse; and
(iii) in the
case of the alleged incest, that the woman concerned is related within the
prohibited degree to the person with whom she is alleged to have had incest;
and
(b) in
the case of alleged rape or incest, the woman concerned has alleged in an
affidavit submitted to the magistrate or in a statement made under oath to the
magistrate that the pregnancy could be the result of that rape or incest, as
the case may be.
(5) …….. .
(6) ……..
.”
It is clear from these provisions that
permission for the termination of pregnancy pursuant to unlawful intercourse
may only be granted by the superintendent of a designated institution.
The precondition for that permission is the production of a certificate from a
magistrate within the same jurisdiction. As is evident from s 5 (4) (a)
(i) and (ii), the issuance of a magisterial certificate is preceded by a
complaint having been lodged with the authorities and the submission of
relevant documents by those authorities. The term “authorities” is not
defined in the Act but, in the context of unlawful intercourse, i.e.
rape or incest, it would ordinarily apply to mean the police authorities.
For present purposes, the critical question to be answered is whether the
responsibility for instituting proceedings in the Magistrates Court lies with
the relevant authorities or the victim of the alleged unlawful
intercourse.
Mr. Mureriwa for the appellant
submits that it is the police who should have presented the relevant documents
to the magistrate, in terms of s 5 (4) (a), and that any further affidavit by
the appellant under s 5 (4) (b) was unnecessary. The latter provision, so
he contends, is confined to instances of intra-marital rape, where a simpler
procedure is prescribed. Therefore, the learned judge a quo
misapplied s 5 of the Act in finding that an affidavit from the appellant was a
prerequisite for the issuance of a magisterial certificate. In support of
his argument, Mr. Mureriwa relies on the case of Ex parte Miss X
1993 (1) ZLR 233 (H).
As I read this
case, it clearly does not support any of Mr Mureriwa's contentions. On
the contrary, as is evident from its facts, at 235F-236G, it was Miss X
herself who made an application for a certificate in terms of s 5 (4) of the
Act, pursuant to which the Provincial Magistrate in question recorded her full
sworn statement. In any event, what can be usefully gleaned from the case
is the standard of proof required to secure a certificate. As was
observed by CHIDYAUSIKU J (as he then was) at 239F-G:
“In an
application for termination of pregnancy, the stringent requirements of proof
before a complainant's evidence can be accepted for the purpose of conviction
do not apply. All that was required of the magistrate in this case was to be
satisfied that the complainant probably did not consent to the alleged
intercourse and that there was a reasonable possibility that the pregnancy
arose from that
intercourse.”
Turning to the question at hand, it is
abundantly clear that subparas. (a) and (b) of s 5 (4) are framed conjunctively
and not disjunctively. Accordingly, their provisions and requirements
must be construed as being conjunctive and cumulative rather than in the
alternative. What they envisage is a single application and not two
distinct processes applicable to different circumstances. The reference
to “rape or incest” in subpara (b), as opposed to “unlawful intercourse”, may
well be a drafting anomaly. However, it follows immediately after the
reference in subpara. (a) (iii) to “incest” only, and appears to have been
inserted so as to make it clear that the applicant's evidence by way of affidavit
or under oath is necessary in the case of both rape and incest.
What all of this means is that the victim
of the alleged rape must depose to an affidavit or make a statement under oath in
addition to being present for possible interrogation by the magistrate.
Given the ex parte nature of the procedure, an affidavit on its
own may not always suffice to enable the magistrate to make the necessary
determination, on a balance of probabilities, that the applicant was raped and
that her pregnancy resulted therefrom. However, the applicant's affidavit
or statement under oath is essential and required in every case, whether or not
the magistrate decides to examine the applicant or any other person as he may
deem necessary.
It follows from the foregoing that it is
the responsibility of the victim of the alleged rape to institute proceedings
for the issuance of a magisterial certificate allowing the termination of her
pregnancy in terms of s 5 (4). What then is the role of the other
participants in the overall process? The role of the police and the
prosecutor, upon request by the victim or in response to a directive by the
magistrate, is to compile the relevant report and documentation pertaining to
the rape for submission to the magistrate. The role of the magistrate is to
issue the requisite certificate upon being duly satisfied in terms of s 5 (4),
while that of the superintendent of the designated institution is to authorise
its medical practitioner, upon production of the certificate, to terminate the unwanted
pregnancy. It may also be necessary, where appropriate, for these
functionaries to give accurate information and advice, within the purview of
their respective functions, to enable the victim to terminate her pregnancy.
But that, in my view, is as far as one can take the responsibilities and
duties of the relevant authorities.
In taking this
view, I have not disregarded the various international instruments discussed
earlier. Amongst other things, they enjoin the relevant authorities to
ensure that the perpetrators of sexual violence are brought to book and that
the victims are given access to appropriate mechanisms of justice in enforcing
their claims against their assailants. They also call upon the
authorities to assist any such victim so as to enable her to effectively
protect and control her biological integrity. In legislative terms, this would
involve the enactment of an enabling legal framework for the termination of
pregnancy in appropriate circumstances. In practical terms, it would also
entail availing the necessary information and affording the requisite
facilities, to the extent that this is possible, in accordance with the
prevailing material and financial means of the State. However, I do not
think that the obligations of the authorities can be extended to any legal duty
to initiate and institute court proceedings within that framework on behalf
of the victim.
Reverting to the
appellant's claim as pleaded, the police certainly cannot be held accountable
for failing to accompany her to the hospital or to take other reasonable steps
to ensure that her pregnancy was terminated. Their function in this
regard was confined to producing such report or other document as may have been
required to establish that the appellant had been raped. Again, it cannot
possibly be said that the matron at the hospital failed to take reasonable
steps to terminate the pregnancy. When presented with the magisterial
certificate, she took the professional view, the correctness of which is not disputed,
that it was no longer physically safe for the appellant's pregnancy to be
terminated. As for the prosecutors and the magistrate, it appears that
they may have given the appellant incorrect advice on the procedure to be
followed for terminating her pregnancy. However, there is insufficient
evidence on record to show what precisely transpired in the interaction between
the appellant and these functionaries.
In any event, it
is necessary in dealing with this aspect to consider the designated functions
of a prosecutor and magistrate in proceedings under s 5 (4) of the Act.
The prosecutor has no specific role to play other than to furnish such
documents as the magistrate may direct. The mandate of the magistrate is
to consider and determine any application for termination of pregnancy that is
placed before the court. In my view, the circumspect approach adopted in Kadir's
case, supra, commends itself for application in the present
context. Even on the broadest interpretation of the Act, taken as a
whole, I do not think that it is within the scope of prosecutorial or
magisterial functions to give legal advice on the procedural steps required to
terminate a pregnancy. To accept that position would be tantamount to
opening the floodgates to a veritable deluge of claims founded on the perceived
failure to act reasonably in relation to matters clearly beyond the bounds of
their official competence. Moreover, I am inclined to believe that the
convictions of the community and considerations of public policy would militate
unequivocally against the imputation of liability in the present context.
Accordingly, on
the facts of this case, I take the view that the duty of the prosecutors and
magistrate to act reasonably in the performance of their functions did not
extend to the giving of legal advice, whether accurate or otherwise, to the
appellant. It was for her to have sought that advice aliunde,
preferably from a lawyer in private or paralegal practice, as soon as possible
after she became aware of her pregnancy in May 2006. It follows that the
prosecutors and magistrate cannot be held liable for failing to take such
reasonable steps as may have been necessary for the issuance of the requisite
certificate. It also follows that it was the appellant's own failure to
institute the necessary application that resulted in the inability to have her
pregnancy timeously terminated. Consequently, her claim founded on the failure
to terminate her pregnancy must fail as against all three respondents.
Having arrived at this conclusion, I think it necessary to comment on the
formulation of the statutory provision under consideration. It is apparent from
the foregoing that s 5(4) of the Act is ineptly framed and lacks sufficient
clarity as to what exactly a victim of rape or other unlawful intercourse is
required to do when confronted with an unwanted pregnancy. The subsection
obviously needs to be amended. In particular, it is necessary to specifically
identify the “authorities” that are referred to in the provision and to delineate
their obligations with adequate precision. It is also necessary to
systematically spell out the procedural steps that the complainant herself must
follow in order to obtain the requisite magisterial certificate to terminate
her pregnancy. This is especially so in the present context, where it is more
likely than not that the complainant will be legally unrepresented.
The need to clarify the provision is
abundantly self-evident from the facts of the instant appeal and the
circumstances of the appellant. Moreover, it is a matter that calls for general
attention by virtue of the international obligations of the State that I have
alluded to earlier, viz. to afford assistance to rape victims to
enable them to effectively protect and control their biological integrity. From
a practical perspective, there is also the obligation to avail the necessary
information to ensure the appropriate level of public awareness of the
legislative and procedural measures in place.
In my view, these are matters that should
be brought to the specific attention of the second respondent, as the Minister
responsible for the administration of the Act, and the third respondent, in his
capacity as the Minister charged with the passage of amending legislation
through Parliament.
DAMAGES FOR PAIN AND SUFFERING
AND MAINTENANCE
As I have already concluded, the police and the doctor were negligent in that
they failed in their duty of care towards the appellant in having her pregnancy
prevented. Consequently, the first and second respondents are vicariously
liable in damages for any actionable harm sustained by the appellant.
Having regard to
the broad principles of delictual liability, and in light of the decisions in
the Edouard and Mukheiber cases, supra, I do not
perceive any conceptual limitation to allowing a claim in general damages for
foreseeable harm that eventuates from an unwanted pregnancy. Although the
present claim is without precedent in this jurisdiction, its novelty does not
involve any impermissible extension of Aquilian liability. In short, an
unwanted pregnancy can, depending on the circumstances of its occurrence,
constitute actionable harm. Accordingly, the appellant is entitled to
proven general damages arising from the failure to prevent her pregnancy.
As regards the
claim for maintenance, such a claim is ordinarily predicated on a relationship
between the parties of such kind as to create a legal duty to support between
them, viz. husband and wife, parent and child, grandparent and
grandchild, and immediate collaterals. The liability of a third party
outside any such familial relationship is traditionally confined to one who
deprives a dependant of support by wrongfully causing the death or
incapacitation of the person supporting the claimant. See Boberg: The
Law of Persons and the Family (1977) at pp. 249-250 and 302-303.
However, as was clearly recognised in Mukheiber's case, supra,
there can be no objection in principle to a claim for delictual damages flowing
from an unwanted pregnancy. This would apply not only to the costs of
confinement and the physical pain of delivery but also to the expense of
maintaining the child until it becomes self-supporting.
In para. 2 of
her affidavit of evidence, dated 6 April 2010, the appellant sets out her claim
for US$10,000 as general damages arising from her pregnancy. She avers
that she went through physical and mental pain, anguish and stress. More
particularly, she had to endure a pregnancy, which was the result of rape, for
nine months, followed by the labour pains of delivery. She was stressed
throughout that period and is now stressed with the reality of having a child
who is the product of that rape. In para. 3 of the same affidavit, the
appellant elaborates her claim for US$41,904 as damages representing the
reasonable costs of maintaining her child until he attains the age of majority
or becomes self-supporting. The claim covers food and clothing as well as
medical and educational expenses.
The
respondents' heads of argument do not attempt to controvert the appellant's
averments as to the physical and mental anguish that she endured as a result of
her unwanted pregnancy. Nor do they suggest that this harm was not
foreseeable. Again, at the hearing of the appeal, Adv. Mpofu did
not proffer any submissions to counter the appellant's claim on the ground of
unforeseeable harm.
In the instant
case, it cannot be doubted that the appellant did suffer harm as a result of
the failure to prevent her pregnancy. Moreover, on the facts before us,
there is nothing to indicate that this harm was not reasonably foreseeable.
It was manifestly clear, to both the police and the doctor, that the
appellant was vehemently averse to falling pregnant. Consequently, they
must have foreseen that, if she were to fall pregnant, she would inevitably
undergo the mental anguish of an unwanted pregnancy. To this extent, the
appellant's claim is factually and legally sustainable as having resulted from
the negligence of the police and the doctor.
However, the chain of causation in this
case cannot be extended beyond the period of one month after the appellant was
raped, i.e. when her pregnancy was confirmed. As I have already
concluded, the responsibility for taking steps to terminate her pregnancy fell
squarely upon the appellant's shoulders and, by the same token, the capacity to
do so also lay within her hands. On that basis, the respondents cannot be
called to account for any subsequent pain and suffering endured by the
appellant, whether arising from her continued pregnancy or the delivery of her
child or the period thereafter. The same must obviously also apply to any
patrimonial damage incurred or to be incurred consequent upon the birth of the
child. All of that angst and expense was of the appellant's own making
and cannot be attributed to any negligence on the part of the respondents'
employees. In short, the causal chain was broken by the appellant's own failure
to institute the necessary proceedings to terminate her pregnancy. It
follows that the appellant's claim for damages must be limited to the period
between the date of her rape and the date of confirmation of her
pregnancy.
What remains is to quantify the
appellant's entitlement to damages. This task is rendered somewhat
difficult by the appellant's failure to identify any comparative awards in
similar cases. Nevertheless, this omission should not preclude the
computation of such damages as might be deemed just and equitable on the facts in
casu, commensurate with the indisputable anguish and stress that the
appellant was subjected to during the period alluded to above. In any event,
this is a matter for determination by the court a quo after due
inquiry into the appellant's personal, social and economic
circumstances.
As for costs, the appellant has partially
succeeded in this appeal and on her original claim in the court below, and then
only as against the first and second respondents and not against the third
respondent. For that reason and having regard to the relatively novel
nature of her claim, we take the view that there should be no order as to
costs.
DISPOSITION
In the result, this Court makes the
following order:
1. The appeal
is partially allowed to the extent that the dismissal of the appellant's claim
for damages for pain and suffering, arising from the failure to prevent her
pregnancy, be and is hereby set aside.
2. The claim
for damages for pain and suffering is remitted to the court a quo for
the grant of default judgment, in such amount as the court may assess and
determine after due inquiry, together with the question of costs.
3. For the
avoidance of doubt, the dismissal of the appellant's claim for damages for the
maintenance of her minor child is hereby confirmed and upheld.
4. There shall
be no order as to costs.
GARWE
JA:
I agree.
GOWORA
JA:
I agree.
Scanlen & Holderness,
appellant's legal practitioners
Civil
Division of the Attorney-General's Office, respondents' legal
practitioners